Securities and Futures Commission (SFC), holding a Type 6 license (advising on corporate finance). Our core business focuses... and professional bodies to ensure that transactions comply with the Securities and Futures Commission and listing rules. Independently...
, and Type 9 licences issued by the Hong Kong Securities and Futures Commission. It provides investment management services...
by the Hong Kong Securities and Futures Commission. It plays a pivotal role in its parent group's overseas investment... authorization under Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) licenses issued...
, and Type 9 licences issued by the Hong Kong Securities and Futures Commission. It provides investment management services...
是一家在香港資本市場具有重要地位的中國國有企業。 Licensed by the Securities and Futures Commission (SFC) to conduct Type 6 regulated activities (Advising on Corporate Finance...
Hong Kong Securities and Futures Commission (SFC). Key Responsibilities: Develop and implement detailed sales plans...
Authority (HKMA) and Securities and Futures Commission (SFC). Execute the financial statement close process, including...
and Futures Commission (SFC). Execute the financial statement close process, including conducting analytical reviews. Monitor... reports for submission to relevant authorities, specifically the Hong Kong Monetary Authority (HKMA) and Securities...
liaison with regulatory bodies such as the Securities and Futures Commission (SFC), enhancing the compliance framework...
) under the Securities and Futures Commission (SFC). Extensive expertise in capital markets, regulatory frameworks, and industry...
Notes; Holder of Securities and Futures Commission (SFC) Type 1 and 4 license; Self-motivated with strong communication...
and Futures Commission (SFC). Execute the financial statement close process, including conducting analytical reviews. Monitor... reports for submission to relevant authorities, specifically the Hong Kong Monetary Authority (HKMA) and Securities...
by Hong Kong Monetary Authority ("HKMA") and The Securities & Futures Commission {"SFC") would be an added advantage...
Hong Kong Securities and Futures Commission (SFC). Key Responsibilities: Develop and implement detailed sales plans...
in SFC type licencing matters, ensuring timely applications, renewals, and ongoing compliance with Securities and Futures... Commission (SFC) regulations. Your new role Develop, implement, and monitor compliance policies and procedures across the...
Securities and Futures Ordinance and Listing Rules. Job Duties Perform full spectrum of company secretarial duties... and Futures Ordinance and Companies Ordinance Experience in handling compliance matters with the Securities and Futures...
Compliance experience related to Securities & Futures Commission (SFC) regulated activities (type 1 and 2) is an advantage...
in SFC type licencing matters, ensuring timely applications, renewals, and ongoing compliance with Securities and Futures... Commission (SFC) regulations. Your new role Develop, implement, and monitor compliance policies and procedures across the...
on Types 1, 4, 6 and/or 9 regulated activities under the Securities and Futures Ordinance in Hong Kong. We are also authorized... Excellent in presentation and team working skills Compensation and Benefits: 1. Allowance + commission + monthly bonus...
framework in line with Hong Kong Securities and Futures Commission (SFC) regulations. Act as the primary point of contact... securities) and the knowledge of corporate actions processing. Experience with implementation of Ops controls frameworks...