, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay...
with details of qualifications, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F... and securities law Preparing succinct and accurate research notes/ analysis Assisting in policy projects and in preparing relevant...
. Requirements include a university degree in Law or Finance, at least ten years of experience in the securities industry...
A financial regulatory body in Hong Kong is seeking a Temporary Manager for a 6-month contract in its Enforcement Division. The role involves investigating corporate misconduct, detecting fraud by listed companies, and preparing legal cases...
A financial regulatory authority in Hong Kong is seeking a Manager for its Intermediaries Division. The successful candidate will supervise licensed firms' conduct through off-site monitoring and ensure compliance with regulations. This rol...
A financial regulatory body in Hong Kong seeks a Manager for the Investment Products Division. This role involves processing authorization applications for retail investment products, ongoing monitoring, and policy research. Candidates shou...
A regulatory authority in financial services is seeking a Temporary Administrator for a 3-month contract. The role involves providing administrative and clerical support to the Intermediary Misconduct Team within the Enforcement Division. K...
A regulatory body in Hong Kong is seeking Temporary Legal Executives / Paralegals for a 12-month contract. Responsibilities include conducting legal research, drafting court documents, and assisting in case preparations for hearings. The id...
A regulatory agency in Hong Kong is seeking Temporary Legal Executives to assist in enforcement and litigation tasks. Candidates should be law graduates with relevant experience, strong communication skills, and the ability to work under pr...
An agency regulating investment products in Hong Kong is seeking an Assistant Manager in its Investment Products Division. The role involves processing applications for retail investment products, monitoring compliance, and assisting in pol...
Why limit yourself When you can be widely different? Phillip Securities Group is one of the members.... In Hong Kong, our group of companies include Phillip Securities (HK) Ltd, Phillip Commodities (HK) Ltd, Phillip Capital...
證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong... innovation and artificial intelligence technology. uSMART Securities (CE no. BJA907) is licensed under The Securities...
Ordinance (AMLO) and guidelines issued by the Securities and Futures Commission (SFC) Knowledgeable about the client onboarding...證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong...
Why limit yourself When you can be widely different? Phillip Securities Group is one of the members.... In Hong Kong, our group of companies include Phillip Securities (HK) Ltd, Phillip Commodities (HK) Ltd, Phillip Capital...
證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong... innovation and artificial intelligence technology. uSMART Securities (CE no. BJA907) is licensed under The Securities...
and Futures Commission of Hong Kong and holds Type 1 (Dealing in securities), Type 2 (Dealing in futures contracts), Type 4... (Advising on securities), Type 5 (Advising on futures contracts), and Type 9 (Asset management) licenses. Their services...
and guidelines issued by the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) Maintain accurate... Ordinance, Banking Ordinance, Securities and Futures Ordinance, Business Registration Ordinance, various regulations...
: Establish, implement, and monitor a robust compliance framework in line with Hong Kong Securities and Futures Commission (SFC... from auditor and regulators. Experience with multi-asset trading operations (equities and OTC securities) and the knowledge...
Securities and Futures Commission Review and enhance management reports/analysis Track and analyze the group’s financial... and other regulatory requirements Solid and in-depth knowledge in the Securities and Futures Ordinance (including Financial Resources...