and corruption ("ABC") related advice to business units to ensure that they are in full compliance with local, Group and regulatory... to integrating environmental, social and governance factors across our business and strive to contribute to a sustainable future...
on risk, regulation, governance and compliance to our clients to allow them to better focus on serving their customers... opportunity to develop powerful insight into different aspects of a client's business, from strategy, governance to financial...
staff dealing review and monitoring Maintain and update stock restricted list and watch lists Conduct in‑house compliance... to have project management experience on implementation of new rules, products or business Responsible, hardworking and well...
General Compliance related matters Handle enquiries, inspections, audits from regulators and external parties Assist... in compliance monitoring and internal reviews Handle staff dealing review and monitoring Review to ensure company policies...
requirements. Provide general business compliance advisory to support various departments. Manage other compliance tasks and ad... hoc matters as assigned by the Compliance Department. Requirements: Bachelor’s degree in Business Administration, Risk...
Requirements University degree holder in Finance, Business Administration, Law or related disciplines 1-2 years of compliance... to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance...
materials and provide necessary recommendations Assist to establish compliance monitoring program on the Company’s various... activities, products and workflows to ensure the compliance with internal policies, applicable laws and regulations Prepare...
compliance, risk management, and business integrity in a dynamic financial environment. Job Description Ensure strict...About Our Client Our client is a well-established regional securities firm, is seeking a motivated Compliance & Anti...
Responsibilities: Review, update, test and enhance the compliance frameworks on the Company's various business... regulatory updates and compliance advice on business initiatives Assist to review, maintain and enhance the existing compliance...
Requirements University degree holder in Finance, Business Administration, Law or related disciplines 1-2 years of compliance... to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance...
with business and AML compliance matters. The ideal candidate will have at least 8 years of relevant experience, strong analytical...A leading financial services firm in Hong Kong is seeking a seasoned compliance advisor to support its investment team...
A leading Web3 technology company in Hong Kong is looking for a Compliance Officer to develop and implement compliance... policies surrounding legal and regulatory requirements. Ideal candidates should have a Bachelor’s degree in Law or Business...
risks within the business. This role offers opportunities to lead the development of effective compliance policies...A financial services firm in Hong Kong is seeking a Compliance Manager to oversee operations and ensure adherence...
to collaboratively design and develop a platform that provides world class Compliance tools and services that is compliant and able... to provide best user experience and stick to the regulatory requirements Review the business requirement and come out...
, including system enhancement and business planning. The successful candidate will liaise with users to enhance compliance... in IT, Finance, or Business, with at least 3 years of experience in technology project management and exceptional...
Global Private Bank with Outstanding Benefits KYC/SOW & Account Opening Approval AML Compliance & Risk Mgmt... 5000 employees across the globe to search for immediately available and experienced KYC Compliance talents! Job Duties...
A leading financial institution in Hong Kong is seeking a VP/AVP for Business Audit in the Legal, Compliance... & Secretariat areas. This role involves providing independent audit assurances, managing audit activities, and ensuring compliance...
, Business, or Legal disciplines with at least 5 years of relevant experience in regulatory compliance and risk assurance...A global private bank in Hong Kong is seeking a Regulatory Compliance Testing & Assurance AVP/VP to oversee compliance...
A corporate consultancy firm in Hong Kong is seeking an experienced Compliance Manager who will provide compliance... advice to various business units and ensure adherence to regulatory requirements. The successful candidate will have over 6...
matters. Candidates should have around 3 – 12 years’ experience in regulatory compliance covering fund business. Solid...We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance...