Manager, the Global Head of the Control Group, Litigation, LCD Management, or other appropriate areas. Notwithstanding... to senior management and to explain technical requirements Ability to remain focused under pressure, identify and set...
/change of senior regulatory appointments (including HKMA S72B Manager, Appointee under Management Accountability, SFC... temporary HKMA Relevant Individual license for overseas staff if needed. Assist in updating licensing related policy/ process...
Risk Management team, commission delivery team and senior management. Regular reporting on Risk Management compliance... to senior management and North Asia Boards. Coordinate the contract signing process. Provide assist to Managing Director...
Risk Management team, commission delivery team and senior management. Regular reporting on Risk Management compliance... to senior management and North Asia Boards. Coordinate the contract signing process. Provide assist to Managing Director...
appointment/cessation/change of senior regulatory appointments (including HKMA S72B Manager, Appointee under Management... related policy/ process documents. Propose enhancement to the current licensing process to reduce operational errors...
for Boards and Senior Management within financial services, and the scope and pace of growth of the related product... and regtech innovation Regulatory change management including planning and communication with regulators Policy development...
will be responsible for the daily management of CIM portfolios under the guidance of the team's senior portfolio manager...Citi Investment Management (CIM) is a group within Citi Private Bank (CPB) that manages assets on a discretionary...