. This is a unique opportunity to join the Compliance unit of the London Branch as Compliance Oversight/SMF 16. In this role... and maintaining adequate arrangements for Compliance Oversight and other related topics (including but not limited to Investor...
, Settlement, general Investor Servicing and escalations of a regulatory or compliance nature Uphold our robust Risk & Controls..., Marketing, Finance, Risk & Compliance, Change Management and Investment Operations Ensure all clients receive a high quality...
Job Summary Job Description What is the opportunity? The Senior Manager, Network Compliance and Controls... will be responsible for strategic oversight and execution of all network-related compliance processes. This includes working with network...
& Distribution Compliance Advisory through provision of Compliance advisory and oversight activities in relation to Distribution... training on Distribution, Marketing & Cross Border Compliance. Distribution & Marketing Compliance Oversight Lead...
Life at Visa. Job Description The 12 month FTC Regulatory Compliance Senior Manager is responsible for ensuring Visa... in Paddington 3 set days per week. The Regulatory Compliance Senior Manager is responsible for regulatory compliance matters...
We are seeking a highly experienced Financial Crime Compliance Senior Manager to join an investment banking client..., model testing, and technical architecture reviews. Key Responsibilities: Direct oversight and critical challenge...
: Senior Manager, Global Client Compliance Reporting to: Director, Global Client Compliance/ Chief Officer, Global Client... for agency and clients alike, implementing media focussed process and procedures and associated systems. As a Senior Manager...
for candidates taking part in the selection process. Job Description: Senior Compliance Manager, Advisory How does this role... Compliance Senior Leadership Team and will be responsible for ensuring that AXIS operates with integrity and adheres to the...
Our client, a Global Asset Manager, are looking for a Senior Financial Crime Compliance Manager to join their AML... Advisory team based in London. Responsibilities below: Supporting financial crime governance and oversight (e.g. management...
and whistleblowing framework oversight. For more information visit Role Summary The 'Senior Compliance Officer - Central Compliance... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer - Regulatory... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
circumstances. What you'll do An exciting opportunity has arisen for a Senior Vice President (equivalent to Senior Manager... regulatory compliance, e.g. in the fields of financial crime, conduct, consumer duty, senior managers regime and governance...
complaints To work closely with the Senior Compliance & Conduct Manager to prepare reports at the quarterly Product Oversight...; To take a co-lead role alongside the Senior Compliance & Conduct Manager in all conduct responsibilities managed by the team...
and whistleblowing framework oversight. For more information visit Role Summary The ‘Senior Compliance Officer – Central Compliance... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
and receive training from more senior members of the organisation. The Manager will also be expected to support business... for project management, compliance/legal projects and tech sector. This role is predominantly for the tech sector...
Compliance Systems Manager – Advisory & Audit Firm, City of London. Salary: £45,000 - £55,000 Are you an experienced... Compliance Systems or Practice Manager with a passion for driving efficiency, compliance, and operational excellence...
and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies. Position purpose...: Deputises for the Head of Compliance Division in day-to-day management of the Central Surveillance team. Has extensive technical...
and Portfolio Oversight. In this senior leadership role, you will be instrumental in shaping our Tactical Asset Allocation (TAA... Retirement's objectives and compliance with Strategic Asset Allocation and group limits Managing the sovereign portfolio...
JOB DESCRIPTION Main purpose of the role The primary responsibility is to lead the Investment Oversight team, the... and maintain a comprehensive investment oversight framework aligned with market best practices and regulatory requirements. Ensure...
, Head of Compliance and Enterprise Risk for the Europe, Middle East, and Africa (EMEA) region. This senior and critical... function, ensuring it provides effective support to PIMCO’s business in the region Regulatory Oversight: Monitor compliance...