business needs and translate these into detailed requirements Build and develop trusted client, internal and partner... with increasingly senior people Delivers exceptional client service; maximizes results and drives high performance from people...
Coordinate regulatory inspection, internal audit and annual audit review Ability to work collaboratively... timely submission and proper reporting to senior management Conduct internal assessments, perform gap analysis on regulatory...
and collaborate closely with various parties and stakeholder including but not limited to Internal Audit, Risk, Legal, Compliance, IT...) and vendors Work closely with stakeholders to ensure internal systems, procedures and workflows aligning with company policies...
Intelligence Unit (JFIU). Onsite and remote support for internal audit and regulatory exams, as well as reviews of the AML/CFT... including the Hong Kong Chief Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management...
, fund accounting, or audit/finance experience at a Big 4 firm; candidate with more experience will be considered for senior... (Hong Kong entities), handle SFC regulatory submissions, and support offshore (BVI/Cayman) audit requirements Help develop...
those from internal & external auditors. Prepare reports and presentation to senior management on process improvement status. Review... Proven experience working as internal control, internal audit or risk management professional in sizable multinational...
, ensure on time submission, alignment with the Group and proper reporting to senior management. Conduct internal assessments... regulatory inspection, internal audit and annual audit review. Monitor audit observation identified and status of follow‑up...
Kong Police Force, and Joint Financial Intelligence Unit. Support internal audit, regulatory exams, and external reviews..., senior management, and the Hong Kong Board. Liaise with regulatory bodies such as the Hong Kong Monetary Authority, Hong...
operations, cash flow forecasting and treasury related reporting Prepare reports, presentations, and dashboards for Senior... Act as a business partner for Regional Management, BU and other internal stakeholders Requirements: Bachelor holder...
with relevant stakeholders for internal audit/annual review of the Firm's controls on an annual basis Provide assistances on ad-hoc...Responsibilities Review and update the Firm's Compliance Manual and other internal policies and procedures to ensure...
Job Description Direct report to Senior Director of Internal Audit & Risk Management Direct and undertake a comprehensive internal control... control environment of the Group Maintain and implement internal control standards in accordance with internal and external...
within banks, regulators, or law enforcement agencies. Candidates with less experience may be considered for Manager/Senior... Compliance Management in overseeing internal control measures in accordance with AML/CFT/Sanctions policies and procedures...
prosperity of all." Job Summary: We are seeking a motivated and energetic Senior Systems Manager to join our Infrastructure... with the application teams on IT solution configuration and review. Interact with internal and external parties on planning...
A leading financial institution in Hong Kong is looking for an experienced Audit Manager responsible for managing the... internal audit function. The role requires expertise in compliance, financial reporting standards, and risk management...
within banks, regulators, or law enforcement agencies. Candidates with less experience may be considered for Manager/Senior... Compliance Management in overseeing internal control measures in accordance with AML/CFT/Sanctions policies and procedures...
confidence with Finance and Internal Audit. Drive Data‑Driven Performance Management with SLAs & KPIs The manager will move... to: Senior Manager, Payroll Level: 4 Experience: 8–10 Years Location: Bangkok Role Purpose Payroll Service Design...
of compliance programs, compliance testing audit, customer complaints and resolution programs. PRIMARY RESPONSIBILITIES (include..., but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance...
and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews are conducted effectively and meeting... the deadlines, and provide practical recommendations to address compliance review findings for internal stakeholders...
within banks, regulators, or law enforcement agencies. Candidates with less experience may be considered for Manager/Senior... Compliance Management in overseeing internal control measures in accordance with AML/CFT/Sanctions policies and procedures...
automation and G2G systems. The Judiciary is looking to create a highly skilled internal team to operate and manage her own...; Certified Information Systems Auditor ("CISA") from Information Systems Audit and Control Association ("ISACA"); &;#61656...