/markets for differentiated liquidity/volume strategies. Partner with legal/compliance for multi‑jurisdiction access and GTM...
comparisons, coordinating with legal teams, and monitoring lease expirations and critical dates. Collaborate with local brokers...
policies to enhance governance and compliance. Handle KYC Requests Work closely with legal advisors and service providers... in a similar role within a medium to large listed company. Familiarity with Hong Kong Main Board Listing Rules and legal...
and maintain service quality Ensure strict compliance with regulatory requirements, legal standards, ethical norms, and internal...
with compliance and legal to deliver regulatory-sensitive launches (e.g., MiCA/local licensing), including product controls..., quant/risk, compliance, legal, operations, marketing and BD, as well as institutional clients and liquidity providers...
to identify malicious user behavior. Implement risk restrictions on bad actors and coordinate with Compliance and Legal teams... risk escalation SOPs to enhance operational efficiency. Collaborate with Compliance, Legal, Risk Operations, and Product...
within the financial industry Extensive expertise in all financial management matters, banking, taxation and legal requirements...
, assist in navigating legal and compliance requirements, and help define the operating model and pricing strategies. The... alignment with client needs, market trends, and business objectives. Legal & Compliance: Work with legal and compliance teams...
on compliance matters Qualifications Bachelor's degree in Law, Finance, or a related discipline; legal or compliance... operations and its legal and regulatory context Self-initiated, analytical-minded and able to handle multi-tasks under tight...
, assist in navigating legal and compliance requirements, and help define the operating model and pricing strategies. The... alignment with client needs, market trends, and business objectives. Legal & Compliance: Work with legal and compliance teams...
Ensure strict compliance with regulatory requirements, legal standards, ethical norms, and internal policies Requirements...
of other functions in the company including but not limited to Retail Operations, Retail Business Team, Legal, IT, P&D, Payroll...
with relevant teams (e.g. product, legal and risk) to ensure journeys are compliant deliver on the expected outcomes, owning...
with relevant teams (e.g. product, legal and risk) to ensure journeys are compliant deliver on the expected outcomes, owning...