related questions. This role will be working closely with the senior member of the team, Compliance Manager to manage these.... For more information about Fidelity Clearing Canada, please visit What We Do The Regulatory Compliance Manager reports to the Director...
accuracy and quality of service delivery. Compliance and Risk Framework Maintain satisfactory internal and external Audit... We are seeking an experienced People Manager to lead our plan/estate reporting and non-plan reporting functions. This vital role...
accounting (CPA) or auditing (CIA, CISA) designation. Strong knowledge of audit methodologies, internal controls, and regulatory...This role is responsible for executing key elements of the business unit’s Risk Management Framework, managing audit...
evolving market opportunities, building a strong and diverse global culture as an entrepreneurial investment manager. The... to regular asset management reports for Portfolio Managers and Senior Management. Implement asset-level business plans...
regulatory and audit examinations in partnership with the Regulatory Relations Office and Global teams, including internal..., reporting, and regulatory engagement in alignment with legal and regulatory obligations as well as internal American Express...
-over-year variances. Coordinate certifications with internal stakeholders and respond to audit queries. Support internal... to implementation efforts. Collaborate with the Senior Manager Finance on various ad-hoc business requests impacting regulatory...
Manage the relationship with the organization’s financial institution and investment manager Staff resource for the... Treasurer and the Audit & Finance Committee, with support from the Executive Assistant Collaborate with the Director...
programs and reporting appropriate metrics to the senior leadership. Who you are: Service - You put your clients' needs... Policies, Standards, and procedures Ensure alignment of internal policies with industry frameworks (NIST, ISO, COBIT...
appropriate metrics to the senior leadership. Who you are: Service – You put your clients’ needs first. You advocate service... Ensure alignment of internal policies with industry frameworks (NIST, ISO, COBIT) · Support audits and board level reporting...
with internal policies and procedures and compliance with external governing regulations. Coordinate all external audit requests... investment funds. Who we are looking for As Private Equity Accounting Manager you will: Analyzing private equity capital...