A financial institution in Hong Kong is seeking a compliance officer to oversee governance and compliance measures. The..., ensuring compliance with regulatory standards and enhancing governance frameworks. #J-18808-Ljbffr...
of healthcare, we invite you to be part of our journey. Responsibilities As APAC Compliance Officer, you will play a pivotal... role in building and leading a robust, risk-based Compliance Program across APAC, including Australia, Korea, Singapore...
of healthcare, we invite you to be part of our journey. Responsibilities As APAC Compliance Officer, you will play a pivotal... role in building and leading a robust, risk-based Compliance Program across APAC, including Australia, Korea, Singapore...
experience. Responsibilities include streamlining procedures and monitoring vendor compliance. Fluency in English and Chinese...
A financial institution in Hong Kong is seeking an experienced compliance professional to review and enforce compliance... programs. Responsibilities include handling regulatory inquiries, conducting compliance reviews, and providing training. The...
Job Responsibilities Oversee and implement compliance policies and procedures in accordance with SFC and HKMA... and implementation of compliance requirement Review the in-house compliance policies and work procedures with reference to the statutory...
Ensure that procedures and processes are in compliance with all policies, rules, guidelines, requirements prescribed... set by regulators and the Bank Provide advices on business initiatives for mitigating compliance, fraud, technology...
general compliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC... compliance advice on AML and regulatory compliance related assignment and issues, e.g. handle institutional risk assessments, CDD...
than Bitget! What you'll do You will support the development and maintenance of robust compliance policies, procedures..., controls, and frameworks to meet regulatory requirements across the business. This is inclusive of the compliance policies...
and provide tax compliance and advisory services. Candidates must have a relevant degree and preferably HKICPA or equivalent...
ensuring compliance with bank policies, streamlining work processes, and identifying risk areas. The ideal candidate...
A global investment management firm in Hong Kong is seeking an experienced Investment Compliance professional... to execute compliance programs, support trading activities, and maintain regulatory standards. The role requires 7+ years...
payroll, analyzing HR statistics, and ensuring compliance with Hong Kong employment laws. Suitable candidates...
Qualifications Bachelor degree in a relevant discipline Minimum of 2 to 5 years of compliance experience in SFC RA... to insurance broker company compliance and full-fledged securities firm being an advantage Good communication skills...
risk-based review objectives, scope and testing strategies to assess adequacy and effectiveness of business unit compliance... adequacy of corrective actions/plans; Implement ongoing monitoring of applicable compliance and AML compliance assurance...
A leading financial services firm in Hong Kong seeks a Compliance Officer to assist with licensing issues and provide... compliance advice. The role involves reviewing legal documentation, managing audits, and conducting compliance training. Ideal...
and implementation of compliance requirement. Collect rules and regulations of local, mainland and overseas regulatory authorities... / Department and takes follow‑up actions when appropriate. Review in‑house compliance policies and work procedures with reference...
incidents Responsibilities Design and prepare various routine monitoring and compliance report for Global Markets... kinds of internal self-assessment and different gap analysis reports on internal control and compliance mechanism Formulate...
A prominent financial compliance firm in Hong Kong seeks a Compliance Officer to develop and implement compliance... of compliance experience, particularly in fintech/web3. Responsibilities include monitoring regulatory developments, conducting risk...
A Magic Circle firm is seeking a Compliance professional with experience in conflicts. Candidates will gain APAC...