is to ensure compliance with relevant regulatory requirements affecting mutual fund investment dealers including rules, policies..., and by-laws of self-regulatory organizations of Canadian Investment Regulatory Organization (CIRO), the Autorité des marchés...
Bank’s fraud risk posture, ensuring alignment with regulatory expectations, enterprise standards, and emerging threats.... The successful candidate will serve as a senior subject matter expert, providing independent challenge, strategic insights...
associated working relationships with business lines as per regulatory requirements. You’re already well-seasoned for delivering... and execute follow-ups of findings arising from internal audits and regulatory reviews as per the standards Lead the ongoing...
regulatory stress tests and ad-hoc analytics to support senior management. As a credit specialist on the Credit and Enterprise... of key insights into RBC vulnerabilities to senior management and regulators. In this role and as part of the Enterprise...
their regulatory and liability obligations across the full lifecycle of their assets. You'll work closely with Project Managers.... Your Impact Collaborate in a team environment with Project Coordinators, Project Managers, Senior Project Directors/Technical...
. Serves as a senior specialist resource across BMO, influencing how teams and groups work together. Change Management... employees, supports their development, and manages poor performance. Acts as a trusted advisor to senior leaders for making...
successful candidate will play a key role in software modernization efforts for core financial and regulatory systems. Pay rate range... 9.2 Enhance current functionalities to support upgrade requirements Collaborate with senior developers and subject matter experts...
, evidence uploads) Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory... stakeholders, senior management and external auditors for specific and/or overall Audit area Contribute to audit initiatives...
independently and overseeing the work of the Learning Specialist and Learning Services Coordinator. The LM applies a consultative... in a confidential manner. Must have proven track record of successfully juggling competing priorities, multiple projects, and senior...
supports the Senior Manager, Global Trade Compliance in managing the Company's business activities to comply with the Canadian... requirements. Maintain records and submit reports relating to exports as required by any government regulatory agencies (GAC, BIS...
and Offshore Patrol Ship and Joint Support Ship In-Service Support (AJISS) Program. In this senior leadership role, the Chief... (AEO) and engineering activities meet contractual, regulatory, and quality requirements, collaborating...
compliance with accounting standards, company policies, and regulatory requirements Support the development and maintenance... Collaborate with senior leadership on financial reporting and strategic initiatives Experience & Attributes for Success...
and Offshore Patrol Ship and Joint Support Ship In-Service Support (AJISS) Program. In this senior leadership role, the Chief... (AEO) and engineering activities meet contractual, regulatory, and quality requirements, collaborating...
. Acts as a trusted advisor to senior leadership. Innovation and Continuous Improvement: Proactively seeks new tools..., regulatory bodies, and external partners such as law enforcement or industry groups. Leads collaborative initiatives to align...
alignment with the company's strategic goals. Provide expert legal counsel on regulatory, compliance, and contractual matters... and contracts including lending and underwriting. Advise senior leadership on legal risks and opportunities for the organization...
within the province of British Columbia. Reporting to the Senior Manager, Commercial Operations, the Operations Duty Manager... with corporate requirements Safety & Regulatory Compliance Uphold safety and operational standards to ensure that all practices...
associated working relationships with business lines as per regulatory requirements. You’re already well-seasoned for delivering... and execute follow-ups of findings arising from internal audits and regulatory reviews as per the standards Lead the ongoing...
of documentation and reports required by external regulatory bodies and TD internal groups Lead development of team procedures... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related...
High Visibility: Support senior leadership and work on high-profile regulatory initiatives (FRTB, Basel III...Our client, a leading global financial institution, is seeking a seasoned Data Quality/Governance Specialist...
programs. Assess impact of regulatory changes on programs and recommend/implement any necessary modifications. Support Senior... and enhancements of processes and practices. Ensure compliance with regulatory requirements as they pertain to the pension and benefit...