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Keywords: Strategic Operations, Broker Dealer, Location: New York City, NY

Page: 2

Capital Markets Compliance Examination Specialist

, which includes global markets, investment banking and corporate banking services provided through the U.S. broker-dealer, CIBC World... of integrity and strong work ethic Preferred Qualifications: 5-7 years of registered U.S. broker-dealer compliance and risk...

Company: CIBC
Location: New York City, NY
Posted Date: 22 Aug 2025
Salary: $95000 - 138000 per year

Deputy Chief Compliance and Risk Officer, Retirement & Private Wealth

’s Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief.... HUB is one of the largest global insurance and employee benefits broker, providing a boundaryless array of business...

Posted Date: 21 Aug 2025
Salary: $150000 - 170000 per year

Structuring Officer

of experience in alternative investments, high net worth clients and/or wealth management, preferably on another broker dealer/bank... from A to Z? Do you want to help us develop new strategic products for our clients? We are looking for a Structuring Officer to: work...

Company: UBS
Location: New York City, NY
Posted Date: 21 Aug 2025
Salary: $140000 - 180000 per year