Manager - Enforcement (Surveillance - Market Misconduct Team) Ref.: SFC/SM/ENF/SUMMT/260209 Duties... & Responsibilities: We are now seeking candidates for the Manager position in the Enforcement Division (Surveillance - Market...
construction of market abuse risk analysis and mapping of trade surveillance controls to resolve residual risk; Analyze, maintain... and improve rule setting of the trade surveillance program, run parameters calibration periodically to ensure the effectiveness...
, market surveillance, and participant education, with a strong focus on risk management and collaboration with key... that promote best practices. Collaborate on the design, testing, and rollout of surveillance and enforcement systems, ensuring...
, market surveillance, and participant education, with a strong focus on risk management and collaboration with key... that promote best practices. Collaborate on the design, testing, and rollout of surveillance and enforcement systems, ensuring...
, market surveillance, and participant education, with a strong focus on risk management and collaboration with key... that promote best practices. Collaborate on the design, testing, and rollout of surveillance and enforcement systems, ensuring...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...: Major role as a system specialist in coordinating and managing surveillance system related projects, enhancements...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...: Oversees the effective functioning of the HKEX market surveillance team, covering the Hong Kong Cash and Derivatives markets...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...
. About the team The Surveillance team operates within the Asia Wealth Management business as the first line of defense... responsibilities for this business supervision role include: Perform daily supervisory and trade-based surveillance reviews to ensure...
, governance, and risk management in place. Perform daily supervisory and trade surveillance checks to ensure compliance. Spot... needed. Oversee outsourced surveillance teams to ensure their work meets required quality and performance standards. What you'll...
Global Hedge Fund is looking to hire a trade surveillance compliance specialist to oversee APAC trading.... This is an individual contributor role and you will be responsible for the daily BAU trade surveillance and ongoing enhancement of models...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...
role offers the opportunity to shape and drive best-in-class practices across regulatory oversight, market surveillance.... Collaborate on the design, testing, and rollout of surveillance and enforcement systems, ensuring operational efficiency. Partner...
客户简介 Our client is a well-established Investment Bank, seeking an experienced Surveillance Analyst..., and methodologies are effectively implemented to manage business risk. Conduct daily supervisory and trade surveillance reviews...
Your new company A leading financial institution is seeking a Surveillance Analyst to join its Private Wealth... standards through proactive surveillance and supervision. Your new role Collaborate with business and control partners (e.g...
As Director of Compliance - Voice Surveillance Focus, you will: Define and shape AI-based compliance tools for voice... surveillance to meet stringent regulatory needs. Partner closely with product, AI, and engineering teams to embed compliance logic...
We are partnering with a leading global investment manager to recruit a key member for their Global Trade Surveillance... and influence the control framework across the region. Being part of global surveillance team, you will be responsible for APAC...