based surveillance reviews to ensure adherence to Firm's policy and procedures Monitor and identify internal breaches... and escalate to senior management any issues if necessary Oversee and manage outsourced surveillance teams to ensure that reviews...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...: Major role as a system specialist in coordinating and managing surveillance system related projects, enhancements...
. About the team The Surveillance team operates within the Asia Wealth Management business as the first line of defense... responsibilities for this business supervision role include: Perform daily supervisory and trade-based surveillance reviews to ensure...
. About the team The Surveillance team operates within the Asia Wealth Management business as the first line of defense... responsibilities for this business supervision role include: Perform daily supervisory and trade-based surveillance reviews to ensure...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...
A leading recruitment agency is seeking a Senior Manager - Market Surveillance in Hong Kong. The role involves... overseeing market surveillance activities across the Asia-Pacific region, managing alerts, and ensuring compliance...
- Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency... will lead regional surveillance initiatives, manage alerts, and ensure compliance with regulatory standards...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...
Escalations (UAEs), transaction surveillance system alerts and Suspicious Transaction Reporting (“STRs”) are handled and actioned... in a proper and timely manner Ensure all the investigations of the alerts generated by the automated transaction surveillance...
vacancy: Temporary Co-ordinator (Financial Stability Surveillance) Responsibilities: Provide administrative support for the entire...
A leading financial institution in Hong Kong seeks a Temporary Coordinator for Financial Stability Surveillance. The...
prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the...: Major role as a system specialist in coordinating and managing surveillance system related projects, enhancements...
more productively and effectively by providing solutions that meets the needs customer in the regulatory and surveillance space... in selling Nasdaq’s Trade Surveillance solutions (software and services) to both existing clients and new prospects. You’ll...
A prominent financial institution in Hong Kong is seeking a Compliance Officer to assist with regulatory matters, provide compliance advice, and handle reporting inquiries. The ideal candidate should be a University/College graduate with re...
Our company is a leading electronic service provider in providing security, IOT & AI solutions in Hong Kong, and Macau. Our company was established in 2001, and have expanded and developed into an industry leader today owing to our exclusiv...
A global Forex brokerage in Hong Kong is looking for a Risk Team Leader with at least 3 years of experience in the Forex/CFD brokerage field. Responsible for monitoring client trading behavior, detecting risky activities, and leading a team...
A financial services firm in Hong Kong is seeking a Compliance Assistant to support the Compliance Officer in reviewing policies and procedures. Responsibilities include assisting with SFC licensing applications and AML monitoring. The idea...
A public health organization in Hong Kong is seeking a Contract Senior Doctor for the Communicable Disease Branch. The role involves leading a team in disease modeling and forecasting, and delivering findings to support risk assessment. Can...
A leading engineering firm in Hong Kong is seeking an experienced engineer to assist in the design and maintenance of electronic engineering systems. Responsibilities include technical support and team supervision. The ideal candidate holds...