securities, futures, options and other derivatives in Hong Kong and global markets Perform internal control and risk management.... Responsibilities Directly report to CEO and manage a sizable team to maintain the daily operations including deal matching, trade...
supervisory responsibilities with a clear oversight on risk and control environment Business Accountable for the performance... acquisition, client satisfaction, portfolio mix, RM attrition). Work with Market Head to build, lead and tier up a team of world...
responsibilities with a clear oversight on risk and control environment Business Accountable for the performance of the team..., client satisfaction, portfolio mix, RM attrition). Work with Market Head to build, lead and tier up a team of world class...
process improvement and risk control activities Coordinate external and internal audit As part of the North Asia Regional...Job Duties As part of the CFO office, you will be entrusted with the following accountabilities Lead a small team...
requirements Global Private Equity & Credit Markets Group Regional GP, FP&A and Finance Projects Expansion headcount and assume...Finance Manager/Senior Manager, HKMA Regulatory Reporting Global Industry Leader in Private Banking HKMA Regulatory...
compliance manager to provide comprehensive regulatory advisory for corporate & global markets businesses. Job Duties Manager... timely submission of HKMA returns and facilitate related investigation Report to the North Asia Head of Business Risk...
Proactive team player with good communication skill in English, Mandarin and Cantonese Global Industry Leader in Private Wealth...Finance AD/Dir, HKMA Regulatory Reporting Global Industry Leader in Private Banking HKMA Regulatory: CAR, Large...
Senior Auditor (SVP), Regional Private Bank Team Head of Auditor (SVP) for North Asia Branch Oversight Audit, Risk... with professional qualification (CPA/CA/CIA) 10 years+/- of audit, risk control and regulatory compliance Strong understanding of the...
across global markets; sell‑side compliance or control room experience; or experience at a financial services regulatory authority... to join the APAC team. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring regulatory compliance...
responsibilities with a clear oversight on risk and control environment. Business Accountable for the performance of the team... and risk/control objectives. Build an environment of collaboration within the team by ensuring that the issues are raised...