A financial services consultancy based in Hong Kong is seeking a Vice President / Manager, Compliance in Asset... Management. The role involves managing compliance issues, liaising with regulatory bodies, and evaluating compliance risks. The...
: Be one of the key members of the compliance team to support ambitious growth agenda of EWHK. Conduct compliance assurance activities... and provide practical advice to enhance maturity of compliance maturity across all businesses. A great opportunity to grow...
to major liquidity providers. Our on/off-ramping business has seen tremendous growth, and we are hiring a VP of OTC Sales... flow. We are seeking a VP+ OTC Sales professional with a demonstrable network within the cryptocurrency industry. The...
and Technology Operating Committee (TOC) . The Hong Kong Location Governance VP will report to the APAC Regional and Location... Data Management, Cybersecurity and Technology Controls, Program Management Office (PMO), Compliance, Audit, Finance...
A leading bank is hiring a VP for their Management Reporting team A well-established bank in Hong Kong is seeking... closely with internal stakeholders including Finance, Business Units, Risk, and Compliance Ensure reporting complies...
This role requires a skilled VP Finance to oversee financial operations, ensuring compliance with SFC Type 1... compliance and efficiency. Profile A successful VP Finance should have: A strong background in accounting and finance...
. Governance & Security: Design networks that are "Secure by Default," ensuring compliance with strict regulatory standards (CISA... "Apply Now" or send your resume in Word format to Danny Kwan at [protected-email-address] and put VP, Trading Network Architecture - Low...
We are currently seeking a high calibre professional to join our team as a VP II - Insurance. In this role... of integrity and ensure compliance with all internal and external rules, regulations and guidelines on all service and sales...
We are currently seeking a high calibre professional to join our team as a VP II - Insurance. In this role... of integrity and ensure compliance with all internal and external rules, regulations and guidelines on all service and sales...
The Role AVP/VP, ESOP and Corporate Services Team, Equity Sales & Derivatives Key Accountabilities Maintain good... and closing procedures, and ensure compliance with relevant regulations and informal policies; Monitor the daily operations...
We are seeking a Client Documentation Manager in Hong Kong at the VP level. The position reports to the Head of Client... to confirm compliance with internal standards. Assess system-generated name screening results as the first line of control...
This role requires a skilled VP Finance to oversee financial operations, ensuring compliance with SFC Type 1... compliance and efficiency. Profile A successful VP Finance should have: A strong background in accounting and finance...
We’re seeking someone to join our team as a Client Onboarding VP to supports client onboarding functions for Asia... Service & Relationship Management position at VP within Client Service & Relationship Management, which is responsible...
The Associate/VP will play a key role in origination, structuring, and execution of complex financing solutions... and compliance. Support the design and pricing of structured notes and derivative-linked products for institutional clients...
The Role AVP/VP, Bond Trader, Fixed Income Key Accountabilities Responsible for the market-making in secondary... complies with internal policies, trading limits, legal and compliance requirements; Such other duties as shall from time...
The Role AVP/VP, Business Management and Trade Support, Global Commodities Key Accountabilities Trade support... closely with various stakeholders to implement proper operational procedure in regulatory and compliance; Draft procedures...
The Role AVP/VP, Equity Capital Markets, IBD Key Accountabilities Origination & Client Coverage Equity...; Comprehensive understanding of the regulatory framework, listing rules, and equity capital-markets compliance requirements...
Position Summary This role is for an experienced Fixed Income Trader at the AVP/VP level. The successful candidate... policies, trading limits, and legal/compliance regulations. Engage in market-making activities within the secondary bond...
The Role AVP/VP, Fixed Income Sales, Fixed Income Key Accountabilities Responsible for providing FICC products... market products and understand the compliance requirements of regulatory authority; Hold relevant licenses from the SFC...
The Role AVP/VP, Quality Assurance, Equity Sales & Derivatives Key Accountabilities Risk Monitoring, Assessment..., credit risk, operational risk, and compliance risk) of the trading desks; Profit and Loss (P&L) Analysis: Perform P...