, accounting, and financial regulations Contribute to the upgrade/implementation of procedures and systems, research/interpret new...
risk management framework and mechanism and develop, implement, and maintain relevant policies and procedures. Ensure... policies and procedures are implemented; Lead training and awareness programs to educate employee ondata security...
procedures. Oversee implementation and testing of security tool integrations, including disaster recovery validation...
’s policies and procedures. Requirements: At least 7 years experiences in investment banking, institutional sales...
operations framework / procedures to meet the needs of business development and evolving regulatory requirements. This includes...
procedures and metrics; introduce automated validation, sampling plans, and exception-management dashboards. Lead structured... compliance with policies and procedures; track and facilitate remediation of divisional risk and audit issues; enable...
and procedures Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential HKEX is committed...
on the development of internal policies and procedures relevant to surveillance workflow Review qualitative...
: Develop and maintain Standard Operating Procedures (SOPs), Emergency Operating Procedures (EOPs), method statements, risk...
communications, and compliance with corporate policies and procedures. Manage and resolve legal disputes, including litigation... with the company's operations. Develop and implement risk management policies and procedures. Collaborate with cross...
, rules and operational procedures; Ensure excellent customer service in the context of Exchange Trading operations... and procedures; Streamline and automate workflows, identify potential risks and implement mitigation plans; Develop and review...
to facilitate seamless onboarding into private banking relationships. Perform preliminary name screening procedures and risk... policies and procedures, including periodic testing to confirm alignment with regulatory expectations. Act as deputy to the...
a culture of continuous improvement and collaboration. Develop and maintain SOC operational procedures, playbooks...
and review internal policies and procedures, and explore opportunities to automate daily workflows or system enhancements...
balancing and reconciliation in accordance with established rules, procedures and policies of the clearing houses To take full...
of CCP rules and procedures, business requirement definition, system development, system testing, market communication...
in SQL, PL/SQL and stored procedures; Experience in system programming and administration on Linux Platform; Project...