development of new methods and procedures to make alert and due diligence review processing more efficient; implement... recommendations for department policy changes and efficiencies. Understand and update any changes on the internal procedures...
banking transactions Implement quality control procedures as stipulated by the investment banking operation manuals and ad... hoc procedures as may be required from time to time Independently review due diligence scope for investment banking...
’ latest product offerings; Select outstanding asset management products and manage launching procedures to ensure clients...
infrastructures, policies, practices and procedures that allow the organisation to manage the end-to-end lifecycle of data...
’ latest product offerings; Select outstanding asset management products and manage launching procedures to ensure clients...
and maintain policies/ processes; deliver continuous improvements and escalate breaches of policies/procedures.. If managing...
crossing procedures and employee trading restrictions Qualifications: A can do attitude with commitment to continuous...
queries. Performing regular portfolio analysis to ensure the valuations are appropriate. Undertaking month-end procedures...
are holistically measured Assisting in risk policies, procedures, models and documentations development to ensure compliance...
to assess HKEX's compliance with relevant laws and regulations, as well as internal policies and procedures to ensure compliance... regulatory requirements. Assist in drafting, reviewing, and maintaining internal compliance policies, procedures and guidelines...
and maintain credit policies, procedures, and risk rating methodologies. Provide leadership in credit committee reviews...
, guidelines & procedures related to the course of investment selling and advisory. 2)Improve control and compliance quality... branch(es) to investigate and handle investment complaints according to the Bank’s complaint handling & escalation procedures...
President (Academic)'s Office Ref No.: VP(A)O/AVP(A)/10/25 Major Duties: To assist the Vice President (Academic... Chai Wan Campus. Application Procedures: A completed application form [THEi-HR-601 (Dec 2025)], together with a full...
are done. Prepare monthly forecast according to the overall HR plan and business / operation situation. Labour Cost Work with VP... comprehensive policies and procedures are developed and maintained. Ensure all HQ and FSSC reports are compiled according to the...
. This role currently will report to the SVP Customer Success in the region and will provide close support to the SVP/VP Sales... staff travels (including Visa procedures) Answers, screens, and forward incoming phone calls during business hours...
Practices Act, ATO and ATE procedures Implement commercial objectives in the APAC region as determined by the senior team... for the Regional VP & Director as required Qualifications: Bachelor’s degree in related field preferred Minimum 6-8 years...
requirements of India, Taiwan, Korea and China restricted markets across the APAC region. The VP will act as a key advisor... and update APAC compliance policies and procedures relating to Delta-1, swaps, derivatives, restricted-market trading...