Overview Ashford Benjamin is partnering with a Proprietary Trading firm, and we are looking for a Compliance.... You will have autonomy in running the Compliance function and be exposed to a wide scope of Compliance duties (including regulatory...
A global investment management firm in Hong Kong is seeking a senior compliance professional to oversee regulatory... advisory, market reviews, and regulatory inquiries. The ideal candidate will have approximately 10 years of experience in asset...
Job Description The Vice President of Central Compliance is responsible for regulatory reporting obligations for the... will also support and oversee a broad range of central compliance activities, ensuring that the firm meets its regulatory obligations...
management. Role Overview This is a senior compliance advisory role providing direct support to the FICC (Fixed Income... and international stakeholders. Role Overview We are seeking a Senior Compliance to provide end‑to‑end compliance coverage for FICC...
KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving... tax implications of restructuring, provide transfer pricing advice, tax due diligence and transaction related tax advisory...
investors including Consensys, Tether, and Animoca Brands. About the Role The Compliance Manager & MLRO is the accountable... approval. This role maintains the company's compliance and financial crime frameworks within the target jurisdiction, ensuring...
KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving... tax implications of restructuring, provide transfer pricing advice, tax due diligence and transaction related tax advisory...
regarding risk trends and remediation progress. Advisory & Business Enablement Act as a trusted compliance advisor to APAC... experienced Senior Compliance Manager & MLRO to lead our regulatory efforts in Hong Kong and support our broader APAC expansion...
reviews, process improvements, and compliance testing. Provide advisory support to frontline and operations teams on FATCA...The Company We are seeking a detail‑oriented and proactive Compliance Analyst to support the company's regulatory...
Our client, a leading insurance company, is looking for a hands-on Financial Crime Compliance professional... to join as Manager. The role mainly focuses on advisory support, reviewing and enhancing policies and procedures, and driving business...
. About the Role We are seeking an experienced Compliance Manager to join our Compliance team in Hong Kong. This is a strategic... role that encompasses both regulatory compliance and AML/CFT responsibilities, supporting our business operations...
Job Responsibilities Oversee and implement compliance policies and procedures in accordance with SFC and HKMA... and also suggest the solution for the latest development Provide advisory services to business units in the interpretation...
general compliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC... compliance advice on AML and regulatory compliance related assignment and issues, e.g. handle institutional risk assessments, CDD...
relevant experience working in advisory compliance function covering Equities, with focus on Equities Derivative an advantage... is an advantage Relevant experience working in a compliance function preferably within the Equities advisory space Pro-active, self...
management. Role Overview This is a senior compliance advisory role providing direct support to the FICC (Fixed Income... and international stakeholders. Role Overview We are seeking a Senior Compliance to provide end‑to‑end compliance coverage for FICC...
; 5 years or above of compliance experience with particular focus on providing compliance and control room advisory...The Role Associate/AVP, Control Room, Legal and Compliance Key Accountabilities Participate in the development...
policies. Monitor and implement policy updates, ensuring compliance with evolving standards. Provide advisory support... and compliance issues promptly. JOB REQUIREMENTS Bachelor's degree in Business, Finance, or related disciplines. Minimum 2...
for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business...As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible...
product scaling What You’ll Do 1) Product Compliance Framework & Risk-Based Advisory Design and implement a firm-wide...Head of Product Compliance (Global Crypto Products) A leading global digital asset platform is hiring a Head...
or risk advisory background is advantageous. ECF in Professional level of Cybersecurity, CRM, Compliance and or Fintech... role: Engage stakeholders for strategy development and implementation Responsible for leading and overseeing compliance...