of internal controls and compliance with the Company policies, procedures, and regulatory requirements; Provide practical, value... of audit methodologies and practices within the Internal Audit Division; and Deliver assurance and advisory services...
will be required to: manage Internal Audit Unit (IAU) for the provision of comprehensive assurance, investigation and advisory services to the... and operational information, effectiveness and efficiency of operations and programs, safeguarding of assets, and compliance with laws...
, financial planning, financial reporting and compliance, capital planning and reporting, financial control & SOX control, tax... advisory, insurance finance, and treasury and investment finance. We are currently seeking a high caliber professional...
development and implementation of initiatives related to the compliance, systems and procedures for the investment advisory... and Wealth Solutions – CIO and Investment Advisory Hang Seng's Investments and Wealth Solutions offers a full spectrum...
development and implementation of initiatives related to the compliance, systems and procedures for the investment advisory... and Wealth Solutions - CIO and Investment Advisory Hang Seng's Investments and Wealth Solutions offers a full spectrum...
by combining world class services, advisory and technology for our clients. We are committed to hiring the best, most talented..., risk management, and regulatory compliance. This role will also act as the single point of contact for the client team...
and a solid work ethic. CROSS-FUNCTIONAL RELATIONSHIPS Interacts on a regular basis with internal Risk and Advisory staff... with other traders and originators in the execution of transactions. COMPLIANCE REQUIREMENTS/RESPONSIBILITIES As an employee of CIBC...
events, client liaison, onsite staff and vendor management > Advisory to business hosts, thinking creatively to identify... management, compliance, contracts and risk management, data protection, brand, timeline planning etc > Management...
, inspection, enforcement, compliance or advisory roles with regulators or in well-established financial institutions Good... integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX...
to their business, through a wide variety of compliance and advisory services. Professionals in our international tax practices provide...About the Business Deloitte China Tax and Business Advisory is the only Big Four practice that works...
by system Conduct periodic compliance assurance checks Prepare suspicious transaction reporting to internal / external parties... Conduct internal AML/CFT training Provide AML/CFT advisory to business stakeholders in daily operations Work with internal...
’s transformation journey Support and deliver Risk Advisory projects and being responsible for producing high quality project... Advisory services, e.g. participating in events and publications Contribute to the continuous development and improvement...
, financial advisory on mergers and acquisitions, compliance advisory, restructuring and other fund raising activities); To fully...
compliance and advisory services. Our Hong Kong Tax team has a diverse client portfolio and our focus is to understand... commercial solutions which addresses their business needs Provide tax advisory and compliance services to clients in different...
to supervisors as needed. Perform internal approval processes, due diligence, and prepare submissions for regulatory compliance... transactions such as IPOs, M&A, pre-IPO investments, financial advisory, and other fundraising activities. Engage in financial...
to: Conduct cybersecurity health check, regulatory compliance review and technical assessment for banks, crypto exchange operator... of the economic boom in China by providing industry-leading audit & assurance, consulting, risk advisory, financial advisory...
and protection of data, associated processes and technology. We provide advisory and managed services to help senior executives spot...-quality execution of advisory projects for clients across a wide range of industries, including commercials and public sector...
experience in private credit, structured finance, investment banking, or related advisory roles, who are looking to deepen... in post-investment monitoring, including covenant compliance, performance tracking, and risk analysis. Collaborate...
providers, and vendors to ensure smooth project execution and seamless collaboration. Provide advisory support for the AML... of experience in AML compliance, project management, or IT within the banking or financial services industry. Practical experience...
The Role Associate, Fund Product Manager, Equity Sales & Derivatives Key Accountabilities Perform daily advisory... assessment according to regulatory standards and internal guideline; Assis to provide market briefing, product advisory...