Responsibilities Assist in formulating and maintaining compliance policies and procedures Perform compliance... requirements as well as industry guidelines and practices Provide compliance advice to business and support units...
compliance system and management information systems to ensure the financial data provided meet the requirements of HKMA...
Qualifications Bachelor degree in a relevant discipline Minimum of 2 to 5 years of compliance experience in SFC RA... to insurance broker company compliance and full-fledged securities firm being an advantage Good communication skills...
A financial services firm in Hong Kong is seeking a compliance officer specializing in KYC and AML. The ideal candidate... in a related field and have at least three years of relevant compliance experience. Proficiency in both English and Chinese...
candidate will have at least 4 years of experience in compliance or marketing support roles. Responsibilities include preparing... marketing materials, assisting in compliance-related applications, and conducting QA checks. This position offers excellent...
discipline At least 3 years of relevant trustee or bank compliance experience Qualification in ECF is preferred Customer...
network of offices lead and mentor a specialized team to execute essential AML and compliance operations monitoring... Bachelor degree or equivalent Strong understanding of AML and Compliance in TCSP ACAMS, CPA, or legal qualifications...
on legal and compliance contracts and documentation Handle and implement compliance requests with internal stakeholders..., enquiries, regulatory filings, inspections and investigations from the auditors, Exchanges and Regulators Conduct compliance...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region. Key...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region. Key...
of offices lead and mentor a specialized team to execute essential AML and compliance operations ... monitoring financial... degree or equivalent Strong understanding of AML and Compliance in TCSP ACAMS, CPA, or legal qualifications is an asset...
internal policies and regulations are documented and effectively implemented Perform risk and compliance related tasks...
compliance advice on SFC-regulated activities (Type 1, 4, 9); Develop, review, and maintain compliance policies, procedures... for client onboarding, and address compliance‑related inquiries from business units; Review and approve marketing materials...
Responsibilities: Review and update compliance policies and procedures to ensure adherence to all relevant laws..., rules, and regulations. Perform compliance control and monitoring programs, including but not limited to control room...
Responsibilities Risk Oversight: Coordinate and monitor the overall compliance and operational risk for the... reviews and comprehensive monitoring of business activities. Manage the operational compliance risk management lifecycle...
. For more information, please visit For more information about FWD Hong Kong, please visit . The Job Act as a compliance specialist... representing the Agency Channel with a 1.5-line-of-defense mindset. Assist in compliance reviews to address regulatory changes...
Our client is a prominent digital bank that offers a variety of financial products to both retail and commercial customers. Responsibilities Conduct monitoring and investigations for fraud and money laundering activities. Prepare and f...
Job Responsibilities Perform the function of Transaction Monitoring and/or STR filing Review the Internal STR submitted by other units and recommend if STR has to be filed to the JFIU Perform transaction monitoring / investigation to en...
Manager/Senior Manager/Assistant Vice President, AML Advisory To assist the Head of Anti-Money Laundering to manage... and suspicious transaction reporting) so as to ensure that the Bank is in compliance with the relevant regulatory requirements...
An international financial institution located in Hong Kong Island is seeking an Assistant Compliance Manager... to take on key compliance responsibilities, including acting as the MLRO. The ideal candidate will have over 3 years of experience...