We are seeking a high-caliber professional to join our dynamic Risk Management & Compliance Department as an Assistant... as Risk Management & Compliance Manager We are an equal opportunity employer, and offer excellent prospects and career...
Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...
Description Brokerage Firm - Compliance Manager / Assistant Manager Location: Central / Western District Salary...: HK$50,000 - 65,000 × 12 + Bonus Scope: Oversee core compliance for Hong Kong, Singapore, and Australia Report...
with less experience or no prior experience may be considered for the role of Deputy/Assistant Sanctions Compliance Manager. The Bank... in compliance with international sanctions regimes and internal risk control requirements Carrying out sanctions-related due...
Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...
A leading insurance company in Hong Kong is seeking an Assistant Information Security Manager. The successful candidate... will lead risk assessments, drive compliance with security frameworks, and maintain security governance. Applicants...
compliance with higher of the Group requirements or local regulatory requirement. Follow up the threshold tuning of the... and process analysis in Compliance perspective. Convert insight into actionable items to address the identified risk...
compliance advice on SFC-regulated activities (Type 1, 4, 9); Develop, review, and maintain compliance policies, procedures... for client onboarding, and address compliance‑related inquiries from business units; Review and approve marketing materials...
Responsibilities: Review and update compliance policies and procedures to ensure adherence to all relevant laws..., rules, and regulations. Perform compliance control and monitoring programs, including but not limited to control room...
Job Responsible for investigation of potential misconduct/ fraud cases. Preparation of investigation reports in compliance with the... Compliance Officer from time to time. The Person Bachelor Degree in law, accounting or business. Minimum 3 years...
internal audits to ensure compliance with ISO requirements and prepare for external audits. Develop and maintain a compliance... and data protection. Serve as the organisation's Data Protection Officer, ensuring compliance with data protection laws. Act...
on Customer Due Diligence. Responsibilities include engaging in onboarding and periodic reviews while ensuring compliance...
in handling legal and general compliance related tasks; Updating internal policies and procedures, liaising and managing...
客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...
. Job description Perform AML compliance functions Familiar with KYC/CDD documents requirements Perform AML research and review on the hit..., management reporting, compliance monitoring and other AML compliance related tasks as may be required by regulators Ensure the...
Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank... regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related projects, initiatives, and system...
A recruitment agency in Hong Kong is looking for a candidate specialized in IT audit and compliance. The role...
enhancement projects, conducting compliance reviews, and providing training on financial crime-related compliance. The candidate... should hold a Bachelor’s degree and demonstrate the ability to follow up on compliance issues effectively. This position...
Job Responsibilities Perform the function of Transaction Monitoring and/or STR filing Review the Internal STR submitted by other units and recommend if STR has to be filed to the JFIU Perform transaction monitoring / investigation to en...
Our client is a prominent digital bank that offers a variety of financial products to both retail and commercial customers. Responsibilities Conduct monitoring and investigations for fraud and money laundering activities. Prepare and f...