客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...
Responsibilities Responsible for performing HK securities settlement Perform daily settlement operation, including... securities, futures & options, asset management, corporate actions and other CCASS/DCASS operations Corporate actions, nominee...
experience in financial services companies, preferably with a focus on securities and fund compliance. In‑depth knowledge of SFC...Company Description Seazen Resources Capital Group Limited, established in 2012, specializes in securities brokerage...
Job Responsibilities Handle full sets of accounting/reporting for our Type 1, Type 2, Type 4 and Type 5 securities... and brokerage firm and listed company accounts Cover HK, US, Shanghai-Shenzhen Connect Stocks markets, HK futures and options...
University degree specializing in Economics, Business or Finance Solid 7+ years (4 years for Assistant Manager) Institutional... successful candidate will be responsible for managing and enhancing client relationships, ensuring compliance with regulatory requirements...
University degree specializing in Economics, Business or Finance Solid 7+ years (4 years for Assistant Manager) Institutional... successful candidate will be responsible for managing and enhancing client relationships, ensuring compliance with regulatory requirements...
compliance with regulatory requirements, and delivering exceptional service. This role requires a proactive approach... to understanding client needs and providing value-added services. Responsibilities of the role: Client Understanding and Compliance...