of a Business Acceptance Manager, a Senior Compliance Officer, three Compliance Officers and a Compliance Assistant. Main... Responsibilities The role of a Senior Compliance Officer has elements of day-to-day compliance work (BAU), as well as people...
analysis, statistics, or equivalent; At least four years (for Senior Officer post) / two years (for Officer post.../statistical analysis on investment compliance and fund governance related matters; To assist in performing on-site and off-site...
one or more of the following tasks, as assigned or directed from time to time by the Risk and Compliance Officer: * Assist in managing.... Assume the backup for the Risk and Compliance Officer when he is out of office if necessary. Provide support to projects...
be considered for the Senior Compliance Officer position. We offer attractive remuneration package and excellent career... Ensure compliance with relevant payment card regulations Requirements Bachelor's degree in Law, Risk Management...
electronics with factories in Japan and Southeast Asia Position: Japanese Speaking Business Development Officer / Senior...://www.cpjobs.com/hk/job/japanese-speaking-business-development-officer-senior-officer-japan-mnc-brand-owner-corporate...
about the company. ... Our client is a leading insurance company and they are looking for a Senior Officer, AML... Compliance to join their winning team. about the job. Conduct investigation on suspicious transactions and prepare STR for MLRO...
, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Department, acting as a subject matter expert...
OSL Group is looking for a Compliance Manager in Hong Kong. This role focuses on providing compliance (regulatory... compliance, AML and surveillance) support to Hong Kong as well as firmwide initiatives and projects, and maintaining effective...
The incumbent will be responsible for carrying out various internal audit and compliance functions as well as ad hoc... and efficient audit process Perform audits to evaluate risks, the internal controls framework and compliance procedures of the...
Responsibilities: Review, update, test and enhance the compliance frameworks on the Company's various business... Develop and conduct internal trainings on all compliance related issues Keep abreast of regulatory developments and provide...
various internal audit and compliance functions as well as ad hoc assignments. Responsibilities Assist in developing audit... risks, the internal controls framework and compliance procedures of the company as well as across various front and back...
Coordinate ABC due diligence on vendors or other third parties to ensure the compliance with local, Group and regulatory... that they are in full compliance with local, Group and regulatory requirements Conduct Compliance reviews relating to AML/CTF, sanctions...
corrective actions and continuous process improvements to enhance the company's overall risk prevention capability and compliance... management level. Compliance and Risk Management 1. Investigate illicit tobacco trade; identify customers/distributors...
involves developing risk policies, coordinating with business units for compliance, and reporting risk information to senior...A listed company in Hong Kong is seeking a Chief Risk Officer to lead the enterprise risk management function. The role...
in the Asia-Pacific region, it is now seeking a Compliance Officer to join its Hong Kong office. Key Responsibilities... Reporting to the Head of Compliance, Hong Kong, you will: Serve as a trusted Compliance advisor to senior management...
electronics with factories in Japan and Southeast Asia The Opportunity : Japanese Speaking Officer / Senior Officer (Corporate...://www.cpjobs.com/hk/job/japanese-speaking-officer-corporate-service-office-support-compliance-internal-control-legal-risk...
for senior management, external regulatory bodies and clients. The compliance officer will also foster an ethical culture...Primary Function of this Role The Audit & Compliance Officer is responsible for supporting the Security Director...
Create alert You agree to our Share this job Compliance Officer (Asset Management) Hong Kong Posted about 23 hours...Directly report to the Head of Compliance in ensuring compliance with relevant legal and regulatory requirements...
electronics with factories in Japan and Southeast Asia The Opportunity : Japanese Speaking Officer / Senior Officer (Corporate...://www.cpjobs.com/hk/job/japanese-speaking-officer-corporate-service-office-support-compliance-internal-control-legal-risk...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance.../ethics issues and providing guidance for the senior management team on matters relating to compliance. The Compliance...