Role Summary A Senior Compliance Officer role focused on ensuring trading activities in China comply with local... regulatory developments Conduct compliance reviews on trade and account-related documents Support internal stakeholders...
years (for Senior Officer post) / two years (for Officer post) of experience in research or statistical analysis gained...The Job To perform research, fact-finding and data/statistical analysis on investment compliance and fund governance...
of a Business Acceptance Manager, a Senior Compliance Officer, three Compliance Officers and a Compliance Assistant. Main... Responsibilities The role of a Senior Compliance Officer has elements of day-to-day compliance work (BAU), as well as people...
analysis, statistics, or equivalent; At least four years (for Senior Officer post) / two years (for Officer post.../statistical analysis on investment compliance and fund governance related matters; To assist in performing on-site and off-site...
one or more of the following tasks, as assigned or directed from time to time by the Risk and Compliance Officer: * Assist in managing.... Assume the backup for the Risk and Compliance Officer when he is out of office if necessary. Provide support to projects...
be considered for the Senior Compliance Officer position. We offer attractive remuneration package and excellent career... Ensure compliance with relevant payment card regulations Requirements Bachelor's degree in Law, Risk Management...
electronics with factories in Japan and Southeast Asia Position: Japanese Speaking Business Development Officer / Senior...://www.cpjobs.com/hk/job/japanese-speaking-business-development-officer-senior-officer-japan-mnc-brand-owner-corporate...
about the company. ... Our client is a leading insurance company and they are looking for a Senior Officer, AML... Compliance to join their winning team. about the job. Conduct investigation on suspicious transactions and prepare STR for MLRO...
A leading financial institution in Hong Kong is seeking a Responsible Officer (Type 1,2) to assist with compliance... and regulatory matters. You will ensure that business operations comply with relevant regulations, provide guidance on compliance...
corrective actions and continuous process improvements to enhance the company's overall risk prevention capability and compliance... management level. Compliance and Risk Management 1. Investigate illicit tobacco trade; identify customers/distributors...
Job Purpose: In this role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Department...
Sanctions Compliance team of AML & Financial Crime Risk Department, acting as a subject matter expert of sanctions, and managing...
, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Department, acting as a subject matter expert...
OSL Group is looking for a Compliance Manager in Hong Kong. This role focuses on providing compliance (regulatory... compliance, AML and surveillance) support to Hong Kong as well as firmwide initiatives and projects, and maintaining effective...
The incumbent will be responsible for carrying out various internal audit and compliance functions as well as ad hoc... and efficient audit process Perform audits to evaluate risks, the internal controls framework and compliance procedures of the...
Responsibilities: Review, update, test and enhance the compliance frameworks on the Company's various business... Develop and conduct internal trainings on all compliance related issues Keep abreast of regulatory developments and provide...
various internal audit and compliance functions as well as ad hoc assignments. Responsibilities Assist in developing audit... risks, the internal controls framework and compliance procedures of the company as well as across various front and back...
Coordinate ABC due diligence on vendors or other third parties to ensure the compliance with local, Group and regulatory... that they are in full compliance with local, Group and regulatory requirements Conduct Compliance reviews relating to AML/CTF, sanctions...
A multinational investment firm in Hong Kong is seeking a senior professional to lead Corporate Finance strategic... planning and manage compliance processes. Candidates should have over 10 years of experience in finance transactions like IPOs...
. For everyone, everywhere. More about our mission and what we offer . Job Description We're looking for a Compliance Officer for Hong Kong . Based in Hong Kong..., Fraud) . Externally, Compliance Officer Hong Kong is also responsible for defending Wise's compliance program to regulators...