operating manual for how we behave. This is an exciting opportunity to join us as an AVP - Regulatory Reporting and Controls.... You will be a key member of the APAC Operations in the Regulatory reporting space, responsible for the regulatory adherence of APAC...
role involves regulatory reporting across APAC jurisdictions for Equities and Fixed Income products. Candidates... should have extensive regulatory reporting experience, strong compliance control, and excellent communication skills. A deep understanding...
Regulatory Reporting and Surveillance, AVP Save job An exceptional opportunity has arisen for an experienced... regulatory reporting initiatives. Contribute strategic insights into the design of production controls and participate in the...
A leading global financial institution in Hong Kong seeks an experienced Regulatory Reporting and Surveillance Officer.... The role involves overseeing reporting obligations, enhancing controls, and collaborating with teams to implement...
. Responsibilities: Regulatory reporting of transactions and positions across APAC jurisdictions for both Equities and Fixed Income... to regulatory reporting. Compile data for specific surveys requested by central banks and regulatory bodies. Support the...
enforcement authorities, ensuring compliance with AML/CFT legislative and regulatory requirements. Develop, update, and maintain... transaction monitoring policies and procedures to align with regulatory standards and the Bank's risk appetite. Provide internal...
. Support ongoing system enhancements and automation to improve sanctions control and reporting. Requirements: Degree... regulatory requirements. Analytical, detail-oriented, and confident in providing sound compliance advice. A team player...
North Asia Regional Finance & Accounting Department Accountable for preparing Head Office and Regulatory Reporting Active... for regional financial reporting, cash management, budgeting to regulatory reportings/returns #J-18808-Ljbffr...
Job Description - AVP/VP Specialist, Operational Risk Management, Global Financial Markets (WD76831...) Job Description AVP/VP Specialist, Operational Risk Management, Global Financial Markets - ( WD76831 ) Business Function As a leader...
Job Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat (240000HH) Job Description VP/AVP... as trusted advisors to our clients, in all matters related to a company’s internal controls. Responsibilities Provide...
The Role AVP, AML and Sanctions Compliance, Legal and Compliance Key Accountabilities Assist the Head of AML... Laundering Reporting Officer (MLRO) and submit suspicious transaction reports (STRs) to the Joint Financial Intelligence Unit...
As a Barclays Prime Middle Office AVP, you will join a team that is responsible for ensuring the robust control... framework in place in Investment Banking is upheld, including meeting our regulatory requirements. You monitor the application...
Step into the role in BarclaysEquities Middle Office AVP in APAC Equity Derivatives Business. In this role... desk support, Client support and all associated Front-to-Back controls. You will be responsible for ensuring...
, they are looking for an experience financial professional to join their regional finance team in Hong Kong as AVP Financial Reporting. Responsibilities... to produce management reporting Proactive identification of improvements to enhance and automate systems and controls Cover...
, including business governance, compliance, and controls Prepare FRR returns and compliance-related reports in accordance... with regulatory requirements for the Bank and its subsidiaries Assist management in designing and reviewing operational workflows...
and implement robust controls to mitigate operational risks and ensure compliance with regulatory requirements. Collaborate... Participating Dealers and support market-making clients with regulatory reporting Qualifications & Skills Bachelor's degree...
improvement/re-engineering Experience in Regulatory reporting such as SFC, GSIB, HKMA, FATCA/CRS, FRR & QI reports etc. Private... Management Operations (WMO) to ensure the relevant processing/reporting are properly processed within pre-defined cutoff time...
controls to mitigate risk and ensure compliance. Investigate and resolve trade breaks, discrepancies, and exceptions.... Deliver clear and timely reporting to senior stakeholders on operational performance and risk issues. Identify process...
and reporting related materials across various investment strategies from a global regulatory and compliance perspective Provide... against global regulatory requirements as set out in the firm's global procedures More specifically, the successful candidate...
improvement/re-engineering Experience in Regulatory reporting such as SFC, GSIB, HKMA, FATCA/CRS, FRR & QI reports etc. Private... Management Operations (WMO) to ensure the relevant processing/reporting are properly processed within pre-defined cutoff time...