As an Assistant Manager, Compliance & Internal Control, you will assist the Compliance Department to enhance the overall corporate... and governance environment of the Group, and in charge of the development, implementation and compliance monitoring of the Financial...
About the job Assistant Accounting Manager (Internal Control Team) Our client is a reputable distributor... control operations (JSOX) for the company and affiliated entities Support auditing processes to ensure compliance...
in internal audit, internal control or external audit. Must have experience auditing SFC-licensed corporations. Proven track... record of drafting, reviewing, or enhancing internal control policies and procedures. Sound knowledge of relevant...
and execute operational risk management tools and systems, including Key Risk Indicators (“KRI”), Risk and Control Self-Assessment... effectiveness, practicality, and compliance of departmental Business Continuity Plans (BCP Plans) and drills with local regulatory...
and effectiveness of risk management and internal controls on various banking products, systems and operations are properly in place... in Business, Accounting, Finance or related disciplines Holders of professional qualification in accountancy, internal audit...
as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... of 3 years' banking experience, with related exposure to internal control, risk control or compliance covering asset...
as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... of 3 years’ banking experience, with related exposure to internal control, risk control or compliance covering asset...
Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk... experience in internal control or audit area is a bonus Qualification in ECF is preferred Holder of Associate Operational...
requirements. Conduct regular compliance reviews and assessments on business activities against regulatory and internal... be considered for the Assistant Manager role. Benefits 5‑day work week. 20–22 days annual leave. Excellent learning...
Assistant Manager / Manager, Compliance Department Reporting to Associate Director of Compliance Department...; Develop and implement internal policies, procedures and control manuals for the Group; Perform regular compliance monitoring...
compliance with rules and regulations, and internal policies and procedures Coordinate with other departments on legal..., compliance and company secretarial matters Collaborate with regulatory bodies and external auditors to ensure compliance control...
experience, with related exposure to internal control, risk control or compliance covering asset management products... asAssistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio...
, internal policies, procedures, guidelines and processes. Perform quality assurance checking to ensure compliance, covering the... from regulators and internal stakeholders on any specific areas related to compliance or AML or risks or frauds or CRS/FATCA matters...
in financial industry or financial audit or compliance or internal controls or AML or risk management or frauds control field cover... or frauds control or AEOI/CRS/FATCA, and regularly update and review returns/reports, internal policies, procedures, guidelines...
internal policies and regulations are documented and effectively implemented Perform risk and compliance related tasks..., including performing regular review/control testing in relation to the trustee/fund administration business in accordance...
Job Responsible for investigation of potential misconduct/ fraud cases. Preparation of investigation reports in compliance with the... internal and external requirements/standards. Assist with reporting of investigation cases timely, consistently and accurately...
or audit or compliance or internal controls or risk management or frauds control fields cover the following: Good...Responsibilities Monitor and ensure regulatory compliance requirements related to: i) the operations of pension...
Responsibilities Risk Oversight: Coordinate and monitor the overall compliance and operational risk for the... analysis and thematic reviews to proactively identify emerging risk areas and trends. Coordinate routine control assurance...
experience, having experience in internal control or audit area is a bonus Qualification in ECF is preferred Holder...
Business Control Manager/ Assistant Manager - Channel & Transaction Management Ensure policies, standards... of personal digital channels and platform in compliance with the latest regulatory requirements and internal guideline and to meet...