Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...
A leading bank in Hong Kong is looking for an Assistant Manager in RBW Business Risk Management. This role involves... preparing risk reports, assessing operational risks, and ensuring compliance with regulatory requirements. Candidates...
We are seeking a high-caliber professional to join our dynamic Risk Management & Compliance Department as an Assistant... as Risk Management & Compliance Manager We are an equal opportunity employer, and offer excellent prospects and career...
Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...
A private financial organization in Hong Kong is seeking an Assistant Manager (Legal & Regulatory Compliance) to manage... legal documentation and regulatory compliance works. The successful candidate will support the organization in maintaining...
following job position. Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the... relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating...
and Putonghua) Candidate with more experience will be considered as Compliance Manager We offer attractive remuneration package.... We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART...
English and Chinese. Candidate with more experience will be considered as Compliance Manager. We offer a competitive...Responsibilities Provide compliance advice and solution to management and departments Develop, draft and review...
asAssistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets...
(Senior) Manager. This position will be an individual contributor for the Compliance function. Candidate will be expected...Our client is a Chinese Asset Management, with SFC Type 1, 4, 9 license. They are currently looking for a Compliance...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
Job description A leading international financial institution is seeking a motivated compliance professional... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
's portfolio of assets and liabilities; Assist in setting up, maintaining and improving financial compliance system and management...
Job description A leading international financial institution is seeking a motivated compliance professional... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
Implement and maintain treasury control frameworks to ensure compliance with internal policies and external regulations...
in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review... and practices Provide compliance advice to business and support units Degree in law, finance or accounting or related discipline...
Job description A leading international financial institution is seeking a motivated compliance professional... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
Your new company We are seeking a detail-oriented and proactive Compliance Review, Monitoring & Testing Specialist... reviews, monitoring activities, and testing controls across the organisation. Your new role Conduct compliance reviews...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region. Key...
Your new company We are seeking a detail-oriented and proactive Compliance Review, Monitoring & Testing Specialist... reviews, monitoring activities, and testing controls across the organisation. Your new role Conduct compliance reviews...