as Assistant Manager. Salary and fringe benefits for the post will be highly competitive, commensurate with qualifications... opportunity is offered to the right candidate to join us. Reporting to Associate Director of Compliance Department...
with the drive, ambition and potential to succeed. ASSISTANT MANAGER, CORPORATE QUALITY AND SECURITY COMPLIANCE ASSISTANT... MANAGER, CORPORATE QUALITY AND SECURITY COMPLIANCE You are expected to support the development, maintenance...
As an Assistant Manager, Compliance & Internal Control, you will assist the Compliance Department to enhance the overall corporate... and governance environment of the Group, and in charge of the development, implementation and compliance monitoring of the Financial...
and Chinese is required. Candidates with less experience would be considered for Assistant Manager position. WS10793...An international law firm is seeking a well-rounded Compliance professional for a regional role. This position...
COMPANY DESCRIPTION An international financial institution is seeking an Assistant Compliance Manager to act as the... MLRO and to handle key compliance responsibilities and maintain anti-money laundering procedures. They are located in Hong...
with the drive, ambition and potential to succeed. ASSISTANT MANAGER, CORPORATE QUALITY AND SECURITY COMPLIANCE ASSISTANT... MANAGER, CORPORATE QUALITY AND SECURITY COMPLIANCE You are expected to support the development, maintenance...
as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets...
as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets...
and Putonghua) Candidate with more experience will be considered as Compliance Manager We offer attractive remuneration package.... We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART...
(Senior) Manager. This position will be an individual contributor for the Compliance function. Candidate will be expected...Our client is a Chinese Asset Management, with SFC Type 1, 4, 9 license. They are currently looking for a Compliance...
control effectiveness assessment, regulatory information reports, and other compliance-related tasks. · Draft meeting... minutes, prepare resolutions, and archive documents. · To ensure all AML/Compliance-related processes are in place including...
legal advisory, compliance, and data protection—ideal for a proactive, commercially minded professional who wants to build... (Allianz Global Corporate & Specialty SE); Location: Taikoo Shing What you’ll do: Legal & Compliance Provide legal...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
's portfolio of assets and liabilities; Assist in setting up, maintaining and improving financial compliance system and management...
Implement and maintain treasury control frameworks to ensure compliance with internal policies and external regulations...
in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review... and practices Provide compliance advice to business and support units Degree in law, finance or accounting or related discipline...
Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank... regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related projects, initiatives, and system...
’s and compliance requirements when developing trust business; provide timely advisory to business units Formulate, review... unit Communicate between business units and departments on trust business Communicate and coordinate compliance issues...
: Coordinate and monitor the overall compliance and operational risk for the Southeast Asia (SEA) and Hong Kong market. Oversee... activities. Manage the operational compliance risk management lifecycle, including: Providing expert consultation...
will be assigned with related duties and responsibilities selected from the following areas: Monitor the compliance matters related..., internal policies, procedures, guidelines and processes. Perform quality assurance checking to ensure compliance, covering the...