. Strong knowledge of distribution channel governance and regulatory requirements. Experience in implementing and managing sales.... Job Description: Job Responsibilities Review and evaluate the governance framework of brokerage channels to ensure compliance with regulatory requirements...
. Strong knowledge of distribution channel governance and regulatory requirements. Experience in implementing and managing sales.... Job Description: Job Responsibilities Review and evaluate the governance framework of brokerage channels to ensure compliance with regulatory requirements...
and, in particular reporting any suspicious activity to the Unit Money Laundering Prevention Officer and line manager To comply... job responsibilities. Governance: For TR’s registration staff, to ensure that compliance with internal and external regulatory...