organized, and proactive Associate to join our Control Room within the Conflicts Management and Trade Surveillance Compliance... and Trade Surveillance Compliance, which administers the Code of Ethics, Control Room and trade surveillance program; Financial...
of the Advisers Act, regulatory reporting, and administers the Code; Control Room, Conflicts and Trading, which oversees the... Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program. Under the leadership of the...
only just getting started. Purpose of the role We’re looking for a Group Risk Associate to join Zego’s growing Risk team...–5 years’ experience in risk and compliance within financial services, ideally insurance, who is looking to develop...
to follow processes and procedures meticulously, ensuring accuracy, consistency, and compliance with organisational standards... within a security operations environment. Preferred Qualifications, Capabilities, and Skills: Experience in access control, alarm...