Responsibilities: Under the supervision of Compliance Officer to review policies and procedures Assist to handle...: University Degree in Law / Finance / Business Administration or related disciplines 1 years of compliance experience in SFC...
. Partner with business analysts, core technology, legal/compliance, operations, and sales and trading teams to ensure product... to make an impact in a dynamic, fast-paced environment and help shape the future of our trading platform. As an Associate...
. Partner with business analysts, core technology, legal/compliance, operations, and sales and trading teams to ensure product.... As an Associate / Vice President in the Electronic Trading Solutions group, you will be a key player on the product and execution...
Role Summary We are seeking an Omnichannel & Content Associate to help elevate our brand and customer engagement... content, and review agency‑developed content to ensure fit to objectives, brand voice, and compliance. Manage editorial...
Role Summary We are seeking an Omnichannel & Content Associate to help elevate our brand and customer engagement... for social and video content, and review agency‑developed content to ensure fit to objectives, brand voice, and compliance...
Role Summary We are seeking an Omnichannel & Content Associate to help elevate our brand and customer engagement... content, and review agency‑developed content to ensure fit to objectives, brand voice, and compliance. Manage editorial...
is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As an Investment Risk Associate in the... and Risk Committees Embrace and learn new technology solutions to improve processes and controls Support regional and legal...
. As a Portfolio Manager - Analyst/Associate within the Global Securitized Lending team, you will play a pivotal role in supporting the... collateral monitoring, proactive risk management, regulatory and audit compliance, and high-quality client engagement...
within Issuer Services business, where we are now looking for enthusiastic and dedicated Associate to join our IPO team in Hong Kong.... This is a rare opportunity that will give you a fantastic exposure to IPO projects and connection with investment banks and legal...
Acceptance & Review, Business Risk Management Support functions serving PvB, including Compliance, Legal, Operational Risk... with regulations and Group policies and guidelines, and be able to highlight, mitigate and protect the bank against credit, legal...
reviews of existing clients. Coordinate with Legal and Compliance to confirm document standards and regulatory expectations...About the Role Acting as a key link between Front Office, Compliance, and clients, you will take ownership of the...
and re-use of solutions. Manages relationships with functions such as Risk, Compliance, Legal, Finance as they impact the... and procedures are observed and complied with Co-ordinates with legal, risk, operation and compliance teams to discharge fiduciary...
Implementation (CPI) team and internal stakeholders (Legal, Compliance, Operations, Reporting, Investment) to deliver a smooth, well... that any changes to the mandate are communicated to the legal and other relevant departments and reflected in IMAs / letters...
closely with Legal and Compliance to ensure adherence to regulatory controls. High-Risk Account Oversight : Perform enhanced... KYC process end-to-end, including ownership structure analysis and compliance checks. Client Due Diligence : Conduct...
strategies, managing cross‑border structuring, and ensuring compliance with evolving global tax regulations. This leadership role... objectives. 制定本地及跨境融資活動的稅務架構計劃，以提升稅務效率及財務管理目標。 Work alongside legal and financial advisers to identify, assess, and mitigate...
Stakeholders Functional & Executive Leaders Distribution Channels (all channels) Marketing, Risk, Legal & Compliance Execution...
Stakeholders Functional & Executive Leaders Distribution Channels (all channels) Marketing, Risk, Legal & Compliance Execution...
any issues through appropriate vendor governance channels; Ensure compliance with regulatory and bank policies, monitoring audit... of several value units / products / regions / legal entities, alongside an advanced understanding of the industry and the relative...
any issues through appropriate vendor governance channels; Ensure compliance with regulatory and bank policies, monitoring audit... of several value units / products / regions / legal entities, alongside an advanced understanding of the industry and the relative...
with legal and compliance for the poster and seminar’s content’s approval. Assist to prepare product materials from business... for Head of MIS and Associate Director for review and make comment and suggestion and market intelligence Responsible for the...