The Role Associate, Surveillance and Trading Compliance, Legal and Compliance Key Accountabilities The candidate... is responsible to perform advisory and monitoring tasks within the Surveillance and Trading Compliance function, as 2nd line...
We're seeking someone to join our team as an Associate, Control Group Sales & Trading Coverage in Compliance..., investigate Firm, customer and employee trading activity. The Department is also called upon to render advice on legal...
We’re seeking someone to join our team as an Associate, Control Group Sales & Trading Coverage in Compliance..., investigate Firm, customer and employee trading activity. The Department is also called upon to render advice on legal...
opportunity is offered to the right candidate to join us. Reporting to Associate Director of Compliance Department..., legal firms and regulatory institutions in regard to compliance matters. Requirements: Degree holder in Finance...