- Financial Services - Compliance The Opportunity As an Associate in the Compliance team within Financial Services Audit..., you will be primarily responsible for conducting Compliance Plan and Australian Financial Services Licence (AFSL) Audits for Financial...
services across the investment risk, return, analytics and post-trade investment compliance spectrum. As an Associate in the...-related controls for compliance assurance. Participate in client calls to review services and discuss ongoing projects...
. · Experience in Financial services, Consulting, Regulator, Compliance, Risk management, Governance or legal. · Track record... following services across Prudential, Conduct and AML Regulation: · Risk Management - Providing advisory and assurance...
in Financial transformation, shared services and outsourcing with a deep understanding of enterprise resource planning (ERP..., privacy & data security and/or financial advice compliance. Relevant tertiary qualification, with CA/CPA/CIA being highly...