as a Business Risk Control & Compliance Specialist. In this role, you will support the Business Risk Control & Compliance Lead... Responsibilities Risk Control & Compliance: Assist in the execution and maintenance of controls to ensure daily operations comply...
A financial institution based in Hong Kong is seeking a Business Risk Control & Compliance Specialist to ensure... compliance with policies and regulations. The ideal candidate will have a university degree and at least 3 years of experience...
Business Risk Specialist, Global Private Banking Group Business Risk & Regulatory Compliance Review Regional 1 st... for seasoned and experienced Business Risk specialist. Job Duties Report to the Head of Business Risk Accountable...
Role Overview The Information Risk Management Senior Specialist (Security Consultant) plays a key regional role... supporting IT audit, regulatory compliance, and IT risk management activities across multiple Asian markets. The role acts as the...
, you must have at circa 10+ years of relevant risk/compliance/trading/product experience gained within electronic trading business.... Responsibilities include implementing risk‑controlled electronic trading strategies, designing innovative control solutions, providing...
. Responsibilities Implementing risk-controlled electronic trading strategies Designing innovative control solutions Providing... leaders, and a deep understanding of electronic trading and market dynamics Circa 15+ years of relevant risk/compliance...
Legal Compliance Specialist - ICBC Asset Management (Global) ICBC Asset Management (Global) Company Limited Able... as company secretarial works and advise on relevant issues; Able to develop and execute a risk-based annual compliance review...
Job Description Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests... and seniors in responding queries about the investigations and related risk mitigation measures raised by Business or Support Unit...
governance within Consumer Banking Business Unit by assisting Head of Governance & Control in driving the Unit's risk forum.... Work with transformation teams under the CBG COO to provide input on risk control and compliance related matters on process...
Job Description - AVP, Specialist, Business Management Support (Branch operations), Consumer Banking (WD77181... control and documentation throughout the business process are implemented Provide support to business initiatives including...
Job Description - AVP, Specialist, Business Management Support (Insurance and Investment Product), Consumer Banking... (WD77223) Job Description AVP, Specialist, Business Management Support (Insurance and Investment Product), Consumer Banking...
security and vulnerability assessment, assist in compliance monitoring review to identify control weaknesses and recommend... and help drive us forward. What you can expect Analyse and evaluate client’s IT risks and controls, provide IT risk...
, regulatory compliance, risk governance and related operational knowledge Good knowledge of banking and securities business... and confident people to join us in our Non-Financial Risk (NFR) consulting team: regulatory compliance, enterprise risk and controls...
A global investment bank in Hong Kong is looking for a business control specialist in their Investment Banking Division.... You will manage risk, support supervision, and promote compliance culture while collaborating with various teams. Candidates...
A leading bank in Asia is looking for a VP, Specialist, Governance & Controls in Consumer Banking to enhance risk... governance and ensure compliance with regulatory requirements. Candidates should have a degree and a minimum of 10 years...
, Credit & Risk and Internal Control to ensure a balanced risk operating environment Holder of relevant insurance... us to support individuals, families, business owners, investors and entrepreneurs. Wealth and Personal Banking has four key business...
& Control. This is an exciting opportunity to facilitate the expansion and risk control for the bank. Job Duties Report... management capabilities Good understanding of private wealth management and with risk control mindset Proficient in MS Office...
support Serve as the escalation points for functional business units such as Legal and Compliance, Risk and Operations... enhancement, implementing control procedures to cater for business & regulatory risk initiatives Requirements Graduate...
and control initiatives Job Requirements Bachelor's degree, preferred in finance, economics, business, or a related field. 2...Middle Office Specialist(Equity Finance - SBL & REPO) Oversee daily equity settlement processes, ensuring accuracy...
and implementation (e.g. business case, risk analysis, operational and control processes, system requirements, etc.) through engagement... relationship with key counterpart functions, such as Compliance, Legal, Risk Management, Credit, IT, Operations, Finance...