A leading bank in Hong Kong is seeking an Operations Manager for the Customer Due Diligence team. The role involves... reviewing customer profiles and KYC documentation, ensuring compliance with regulations, and preparing training on AML/CFT...
KYC/CDD Senior Associate/Manager, Global Asset Management Group KYC/CDD/AML for New & Periodic Review Expansion Asia... Requirements With 4 years +/- relevant CDD/KYC/AML experience earned from asset management companies Proven competency...
requirements of KYC/CDD, AML/CFT, AEOI/CRS/FATCA, MPF/ORSO, unit trusts, data privacy, risk management or fraud control; Able... to the operations of trust business. Monitor and implement oversight controls measures of daily operations of business units...
. Monitor and implement oversight controls measures of daily operations of business units in areas of AML/CFT or risk management... the following: Good understanding of any one or more of the relevant requirements of KYC/CDD, AML/CFT, AEOI/CRS/FATCA...
Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory... region Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements AML/KYC/SOW/Surveillance Exp. with Private Banks...
with Int’l Private Banks Bridge between Front office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC...Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent...
office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure... AML/CFT regulatory requirements Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients...