industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory... sector and offers a stable and professional working environment. Description As an Assistant Manager, Legal & Compliance...
training and guidance to staff on compliance-related topics. The Successful Applicant A successful Assistant Manager... role in the sector and offers a stable and professional working environment. Job Description As an Assistant Manager...
are in compliance with statutory, regulatory and internal requirements Investigate the alert-triggered cases and prepare the Suspicious... effective Financial Crime Prevention policies and procedures to manage the financial crime risks Conduct AML Compliance review...
's critical that our compliance and risk management practices evolve with us. We're looking for a dedicated Compliance & Risk... Manager to take ownership of our regulatory and operational risk frameworks, ensuring we meet all obligations in the UK...
expansion and specializing in wealth management”. Develop & monitor compliance to ensure that the Bank’s operation... are in compliance with statutory, regulatory and internal requirements Advise senior management and relevant business units...
will be considered as Senior Manager, Compliance The above post requires proficiency in English, Cantonese and Putonghua... matter where they are. Advise the senior management and relevant business units on compliance related issues Provide...
About The Business We are seeking a highly motivated and experienced Manager or Senior Manager to join our Business...) in ensuring compliance with Hong Kong and Macau regulatory requirements, particularly in areas related to data privacy...
. Description As a Compliance Manager, your main responsibilities will include: Ensuring compliance with local regulations and industry standards... a culture of compliance across the organization. Profile A successful Compliance Manager should have: Bachelor's degree...
, security, and corporate governance. Position Summary: The MLRO & Compliance Senior Manager will be a key leader within the... assets, the underlying markets, policy, and blockchain technology. Reports to: Director, Compliance & MLO Company...
. HOW WILL YOU MAKE AN IMPACT? The Regional Trade Compliance Manager will join the Regional Product & Trade Compliance (PTC) team... compliance controls such as product classification, incoterms, ruling, licensing, customs rules, bonded and non-bonded related...
Our client is a charitable organization seeking a Manager with a focus on compliance and governance. This role... leadership to develop and refine compliance and risk protocols for charitable programs Manage due diligence processes...
Our client, a leading life insurance company, is seeking a Compliance Manager to enhance compliance initiatives related... to AML and FATCA. This role is crucial for ensuring that regulatory requirements are met and compliance frameworks...
-of-the-art technology. Job Title: Assistant Manager / Manager - Conduct & Compliance Assurance Location: Kwun Tong, Hong... Kong Role Overview We are seeking a compliance professional (assistant manager or manager level) who is hard-working...
to the Responsible Officer, the individual will be responsible for ensuring the Company’s compliance with the regulatory... requirements from various regulators The Job Oversee the Company’s compliance framework in accordance with: Insurance...
and subject matter experts running their teams. Business Compliance and Operational Risk Manager - Insurance (BRCM... to business units on compliance and operational risk related queries and issues, including Hong Kong market as well as the...
and subject matter experts running their teams. Business Compliance & Risk Control Manager- AMC Responsibilities: Re-examine... are following all regulations, policies and manuals etc. Provide advice on risk management and compliance requirements to first...
and subject matter experts running their teams. (Senior) Business Compliance Manager (Corporate Business Compliance Division... advisory services to business units in the interpretation and implementation of compliance requirement Collect rules...
and subject matter experts running their teams. (Senior) Sanctions Compliance Manager (Advisory) Responsibilities: Assisting... implementation the Group's Regional Sanctions Standard through communications, compliance monitoring and reporting request; Devising...
and subject matter experts running their teams. (Deputy/Senior) Business Compliance Manager (AML) Responsibilities: Review... Compliance Program Prepare management reports for senior management Provide advisory services to business units regarding the...
and subject matter experts running their teams. Compliance Manager (Compliance Division) Responsibilities: Provide advice... and participate/assist in regulatory compliance-related projects, product initiatives and system launch / enhancement, etc. Review...