In this role, you will assist the Head of Retail Operations & Control in managing the operational health of Retail... or other divisions to ensure RBD sales and delivery complies with regulatory guidelines, compliance requirements and internal control...
Operations & Control in managing the operational health of Retail Banking Division (RBD), and overseeing that the business units... with regulatory guidelines, compliance requirements and internal control policies Create, review and update clear, concise...
onboarding review and follow up on suspicious transactions Ensure daily operations are in compliance with all internal policy...
We are currently seeking an experienced Senior Manager Legal and Compliance for a prominent client in the financial... practical compliance guidance for retail and institutional brokerage, as well as global markets. Manage license applications...
We are currently seeking an experienced Senior Manager Legal and Compliance for a prominent client in the financial... practical compliance guidance for retail and institutional brokerage, as well as global markets. Manage license applications...
We are currently seeking an experienced Senior Manager Legal and Compliance for a prominent client in the financial... practical compliance guidance for retail and institutional brokerage, as well as global markets. Manage license applications...
: - Minimum of 8 years of experience as a Compliance/Risk/Audit Manager or in a similar role. - Proficiency in legal...About Our Client Our client is a HK listed watches and jewelry brand and they are lookin for the Compliance and Risk...
. HOW WILL YOU MAKE AN IMPACT? The Regional Trade Compliance Manager will join the Regional Product & Trade Compliance (PTC) team... such as Retail Operation, Retail, Logistics, Finance Compliance, IT, Legal, Tax and Maisons' compliance teams etc. Responsibilities...
to enhance staff awareness of AI compliance Collaborate with data science, risk control and legal departments to provide..., RegTech or AI compliance is highly preferred Familiar with the business processes of retail banking and basic financial...
to join our department as Business Risk and Control Manager. Principal Responsibilities Identify potential risk areas, lead and provide... and are in compliance with regulatory requirements and group guidelines Act as the focal point of contact with different businesses...
and subject matter experts running their teams. Risk Assurance & Control Manager Position Summary and Objective We are the... and compliance risk across channels and products Suggest efficient measures on operational risk control as per risk framework...
years’ relevant experience in banking, with exposure to risk control and relevant qualification Sound knowledge of retail... to our Retail Banking and Wealth (RB&W) customers, from high-net-worth to mass segments across channels to capture opportunity...
and subject matter experts running their teams. Risk Assurance & Control Manager Position Summary and Objective We are the... and compliance risk across channels and products Suggest efficient measures on operational risk control as per risk framework...
to our Retail Banking and Wealth (RB&W) customers, from high-net-worth to mass segments across channels to capture opportunity... from sophisticated investors. We are currently seeking a high caliber professional to join our team as Business Risk and Control...
effectiveness, identify main potential risks in terms of internal control and retail operations, alerts on the most critical to top... auditors 3. Risk Management Risk identification & assessment, focusing on operational and compliance risks Control design...
/ operational and compliance risk across channels and products Suggest efficient measures on operational risk control as per risk... and Objective We are the middle office of first line of defense in Retail Banking, managing and mitigating non- credit risks...
key responsibilities include: Promotion of compliance culture and increase internal control awareness at all levels.... Lead the development and implementation of internal control frameworks to safeguard assets and ensure compliance...
Recruit Ref: L0601127797 Posting Date: 2025-10-18 Jones Lang LaSalle Ltd Assistant Facilities Manager (Retail Bank... Facilities Management: Coordinate maintenance, repairs, and upgrades for retail banking premises, ensuring minimal disruption...
Job Description: The Company A fast-growing jewelry brand is looking for a proactive Store Manager / Retail Manager... and handle aftersales coordination. Maintain stock levels and oversee inventory control for product availability. Ensure...
Position Overview: The Assistant Retail Manager will support the Retail Manager in overseeing the daily operations..., and leading a team of retail staff to achieve sales targets while embodying the brand's values. Key Responsibilities...