development and refinement of QA metrics and dashboards. Collaborate with surveillance analysts and compliance officers... to continuous improvement by recommending updates to SOPs and QA workflows. Experience: Exposure to trading desks, exchanges...
, exchanges, electronic trading market or securities industry; Technical understanding of capital markets with experience...Title: Capital Markets Surveillance ( "CMS”) Analysts Location: Montreal, QC H3A 2A6 Schedule: Hybrid (2-3 days...
, or securities industry. Technical understanding of capital markets with experience as a trader, surveillance analyst, or regulator... counterparts, and IT to monitor for potential market abuse, regulatory violations, and suspicious activity. Perform QA reviews...
of capital markets with experience as a trader, surveillance analyst or regulator Experience with trade and e-comm surveillance... appropriate, and to determine and coordinate corrective action. The CMS Surveillance Manager will: Perform QA reviews of alert...
; Technical understanding of capital markets with experience as a trader, surveillance analyst or regulator Experience... in investor confidence and ultimately threaten the stability of the financial system. The Capital Markets Surveillance ("CMS...
Exposure to trading desks, exchanges, electronic trading markets, or securities industry Technical understanding of capital... markets with experience as a trader, surveillance analyst, or regulator Experience with trade and e-comm surveillance...