development and refinement of QA metrics and dashboards. Collaborate with surveillance analysts and compliance officers... to continuous improvement by recommending updates to SOPs and QA workflows. Experience: Exposure to trading desks, exchanges...
, or securities industry. Technical understanding of capital markets with experience as a trader, surveillance analyst, or regulator... counterparts, and IT to monitor for potential market abuse, regulatory violations, and suspicious activity. Perform QA reviews...
of capital markets with experience as a trader, surveillance analyst or regulator Experience with trade and e-comm surveillance... appropriate, and to determine and coordinate corrective action. The CMS Surveillance Manager will: Perform QA reviews of alert...
; Technical understanding of capital markets with experience as a trader, surveillance analyst or regulator Experience... in investor confidence and ultimately threaten the stability of the financial system. The Capital Markets Surveillance ("CMS...