Customer-oriented with strong communications skills and telephone skills Benefits: 5 Day Work Week Birthday Leave Group...
consciousness and skills are preferred Qualified First Aider is preferred Benefits: 5 Day Work Week Birthday Leave Group...
Responsibilities: Oversee all matters related to the Transaction Monitoring System (TMS) in accordance with regulatory requirements and internal compliance policies 根據監管要求及內部合規政策，全面管理 TMS（交易監控系統）相關事項 Design, implement and monitor trans...
We are seeking a motivated and detail-oriented professional to join our ICS Equity Derivatives Trading Team as a Junior Trader. The role focuses on trade execution, pricing, and post-trade operations across Pan-Asia equity markets, particul...
We are looking for a proactive and talent individual to join our ICS Equity Derivatives Sales Team. The role involves supporting institutional and high-net-worth clients across Pan-Asia markets, especially China A-shares and Hong Kong equit...
Key Responsibilities: Develop and implement acquisition initiatives to drive new client growth and engagement Leverage data insights to analyze client behaviors and identify opportunities to improve acquisition performance Formulate a...
Responsibilities Perform Know Your Client (KYC) checks for new account openings; Monitor and review existing clients under periodic review and trigger events Ensure all KYC procedures and documentation are properly completed in complian...
Responsibilities Devise the risk management framework, policies and controls such as investment & operational risks of the company for the OTC derivative products, vanilla and exotic Formulate risk procedures and manuals Conduct daily...
Senior Manager / Manager - Finance & Accounting Job Responsibilities Act as Product controller, responsible for daily P&L and regulatory reporting / balance sheet for equity derivatives Take responsibility for the timely and accurate ...
Responsibilities: Support the daily operations of global stock trading, with primary focus on the U.S. market , including trade execution, order monitoring, and client order handling Monitor clients’ trading positions and risk exposure;...
Responsibilities: Business Development and Management Formulating securities business operation plans and strategies to ensure the achievement of business goals Monitor business operation data, including trading scale, client growth, ...
Responsibilities: Assist in drafting, reviewing and maintaining compliance policies and procedures 協助合規團隊編寫、更新及整理各類合規政策 Support the design, implementation and ongoing monitoring of Transaction Monitoring System (TMS) and name screening...
Responsibilities: Advise department heads and relevant business units on compliance-related matters Stay abreast of the latest legal and regulatory requirements, and develop company-wide compliance monitoring mechanisms Assist the tea...
Responsibilities: Perform dealing order execution in HK Futures, Global Futures and Global Securities Market Present information of derivatives products to customers; support the daily operation of derivatives trading Assist in collec...
Responsibilities: Lead settlement operations ensuring timely and accurate completion across equities / derivatives / OTC products in local and global markets (e.g. US Markets) Oversee fails management, reconciliation, CCASS/DCASS operat...
Responsibilities: Responsible for daily settlement and reconciliation of securities and derivatives trades As a Maker in settlement progress and take appropriates actions to report/resolve exceptions Liaise with brokers, custodians, a...
Responsibilities Lead and execute end-to-end KYC/CDD/EDD reviews for high-risk clients, including PEPs and institutional crypto traders Utilize third-party verification tools (e.g., World-Check, Sumsub, Dow Jones) for sanctions and PEP ...
Responsibilities: Plan, prepare, and execute company exhibitions, conferences, and others BTL marketing projects Conduct venue inspections, liaise with vendors, manage quotations, and ensure quality standards Oversee on-site setup, ma...
Responsibilities: Execute orders for funds, bonds, FCNs, and other investment products with established counterparties Manage transaction processes including reporting and file submissions to internal departments such as Compliance and ...
Responsibilities: Manage daily settlement and reconciliation of securities and derivatives trades Monitor settlement progress and take corrective actions to resolve exceptions Liaise with brokers, custodians, and clearing houses for s...