with AML and KYC requirements. This role involves guiding Sales and Traders through the onboarding process and managing the...A prominent financial firm in Hong Kong seeks an Associate to manage commodities account opening and ensure compliance...
inspections of Commodities and other directives from AML compliance. Maintain and upkeep of counterparty/client signatories... for further clearance from Commodities (FICC) and AML Compliance Head. Support inquiries related to audit and regulatory...
management in line with KYC/AML requirements. Maintain accurate CRM records, pipeline updates, and client activity reporting... demands, enhance client retention, and track the entire trading lifecycle. Support client onboarding and ongoing account...