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Keywords: Compliance, Wealth Management / OTC products, Location: Hong Kong Island, Hong Kong

Page: 1

Compliance, Wealth Management / OTC products

Job Title: Compliance, Wealth Management / OTC products Location: Hong Kong Responsibilities Advise management... Wealth Management, Asset Management, Forex, OTC and Corporate Insurance; and the daily routine advisory such as product...

Posted Date: 11 Jan 2026

Compliance, Wealth Management / OTC products

Job Title: Compliance, Wealth Management / OTCproducts Location: Hong Kong Responsibilities: Advise management... Wealth Management, Asset Management, Forex, OTC and Corporate Insurance; and the daily routine advisory such as product...

Posted Date: 27 Dec 2025

Wealth Management Business Analyst

The Wealth Management Business Analyst will serve as the key liaison among business, product, and development teams... products lifecycle (FCN, Snowball, Shark Fin, OTC options, bonds, notes) and preferably experience with broker‑dealer workflow...

Posted Date: 11 Jan 2026

Asia Wealth Management - Business Control Unit Surveillance, Director, Hong Kong

of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...-class way, Morgan Stanley helps Asia wealth management clients succeed by delivering the Firm’s global reach, product...

Posted Date: 26 Dec 2025

Director, Asia Wealth Management Surveillance & Risk

of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...-class way, Morgan Stanley helps Asia wealth management clients succeed by delivering the Firm’s global reach, product...

Posted Date: 26 Dec 2025

Asia Wealth Management, Client Service Manager, Hong Kong

of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...-class way, Morgan Stanley helps Asia wealth management clients succeed by delivering the Firm’s global reach, product...

Posted Date: 26 Dec 2025

Manager, Business Regulatory Governance (Private Wealth Management)

. Provide real-time compliance advisory to PWM Front Office business operations on trading, investment and client interactions.... Perform surveillance and monitoring for trades and transactions, including equity surveillance, OTC Suitability post-trade...

Location: Central, Hong Kong
Posted Date: 10 Jan 2026

Fresh Grad Hire - System Testing Engineer (OTC Trading Platform)

& Asset Services: This encompasses securities trading and related asset services. The department has built a wealth management... account management, compliance due diligence, and optimization of key business processes. It also provides exclusive system...

Posted Date: 12 Jan 2026

Fresh Grad Hire - Web Frontend Developer (OTC Trading Platform)

& Asset Services: This encompasses securities trading and related asset services. The department has built a wealth management... account management, compliance due diligence, and optimization of key business processes. It also provides exclusive system...

Posted Date: 11 Jan 2026

Fresh Grad Hire - Backend Developer (OTC Trading Platform)

& Asset Services: This encompasses securities trading and related asset services. The department has built a wealth management... account management, compliance due diligence, and optimization of key business processes. It also provides exclusive system...

Posted Date: 11 Jan 2026

Fresh Grad Hire - Android/iOS Software Engineer (OTC Trading Platform)

& Asset Services: This encompasses securities trading and related asset services. The department has built a wealth management... account management, compliance due diligence, and optimization of key business processes. It also provides exclusive system...

Posted Date: 16 Dec 2025

Operations and Compliance Lead

, we are a team of passionate builders creating the future of wealth management. The Right Profile Syfe is hiring a highly... with all local regulatory requirements, particularly those relevant to our brokerage and wealth management services...

Company: Syfe
Posted Date: 10 Dec 2025

Surveillance Analyst - Investment Bank

to join their private wealth division. 工作内容 Partner with Compliance and Legal to ensure regulatory controls, governance frameworks... income, listed and OTC derivatives, and banking products Fluent in both English and Chinese 福利待遇 Investment Bank...

Company: Michael Page
Location: Central, Hong Kong
Posted Date: 13 Jan 2026

Compensation & Performance Specialist

solutions, custody, wealth management, and retail services. The OTC brokerage services provide 24/7 high‑liquidity crypto... billion insurance coverage. The wealth management suite offers crypto investments to traditional investors, including...

Posted Date: 13 Jan 2026

Platinum Client Service Partner, Private Banking Ops

, Credit Risk, Credit risk Operations, Banking and Wealth management Operations, Asset class owners (product teams), Legal... where necessary. Qualifications 7+ years of experience in Private Banking / Wealth Management with specific to front office...

Posted Date: 11 Jan 2026

Surveillance Analyst - Investment Bank

to join their private wealth division. 工作内容 Partner with Compliance and Legal to ensure regulatory controls, governance frameworks... income, listed and OTC derivatives, and banking products Fluent in both English and Chinese 福利待遇 Investment Bank...

Company: Michael Page
Location: Central, Hong Kong
Posted Date: 09 Jan 2026

Assistant Analyst (Equity Derivatives Middle Office) - Cross-border Equity

of financial offerings including private wealth management, corporate finance, asset management, global markets and investment... of equity derivatives trades (Options, Swaps, Variance Swaps, Structured Products) into the internal systems. · Manage the...

Posted Date: 27 Dec 2025

Securities Lending Trader - Associate/ Analyst

banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide... Trading Team handles the centralized management and governance of Morgan Stanley’s global securities financing and OTC...

Posted Date: 26 Dec 2025

Securities Lending Trader: Equity Financing & Derivatives

banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide... Trading Team handles the centralized management and governance of Morgan Stanley’s global securities financing and OTC...

Posted Date: 26 Dec 2025

Associate Sales Director, Greater China (Mandarin Speaker) - S&P Dow Jones Indices

and / or wholesaling of investment products Established relationships with asset management firms investment banks hedge funds proprietary... trading firms and other market participants considered favourably Fluency in OTC / securitized products ETFs mutual funds...

Posted Date: 13 Dec 2025