Compliance & Operations Manager in Asset Management Firm Develop, update and review policies, procedures... across multiple asset classes. Oversee cash management, fund accounting, and NAV reporting (where applicable). Coordinate...
Responsibilities Review and update the Firm's Compliance Manual and other internal policies and procedures to ensure... control and post-trade compliance monitoring Monitor and review compliance and risk matters related to operations...
cultures/time zones: Portfolio Management, Legal, Compliance, Investment Risk and Compliance, Finance, Investment Operations... Asset Management. Working in close tandem with Client Relationship Managers, their principal objective is to deliver...
About the Company Posley is a crypto-native asset management firm combining institutional fund management discipline..., Business, or related discipline. Minimum 3–6 years of experience in fund administration, operations, or asset-management...
of securities and asset management businesses, identify compliance risks, and propose improvement suggestions. Review client... compliance reviews and risk assessments to identify and mitigate potential risks. Monitor the day-to-day operations...
firm globally, with daily interaction across other Operations teams, including Client Onboarding, Trade Management, Asset..., securities, and asset management services to clients around the world. In addition, Operations provides essential risk management...
in compliance, company secretarial or internal control functions (exposure to asset management preferred). Good knowledge of AML... purposes only. Company Overview ICBC Asset Management (Global) Company Limited is a Hong Kong-based asset management firm...
A global asset management firm in Hong Kong is seeking an experienced Investment Operations Manager to oversee daily... operations, ensuring compliance with regulatory standards and supporting investment transactions. The role requires a Bachelor...
and asset management Specialists in digital transformation, regulatory change, data analytics, business & finance..., operations, compliance, and product teams to deliver integrated solutions. Skills & Expertise Experience: 8+ years in program...
of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...-class way, Morgan Stanley helps Asia wealth management clients succeed by delivering the Firm’s global reach, product...
of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...-class way, Morgan Stanley helps Asia wealth management clients succeed by delivering the Firm’s global reach, product...
in the Asia-Pacific region. They are now seeking an experienced Investment Operations Manager to join the Alternative... Investments Operations Team. This role is pivotal in supporting the operations of Direct Asset products, including various forms...
Investment Operations Manager - Alternative Investment Add expected salary to your profile for insights Our client... region. They are now seeking an experienced Investment Operations Manager to join the Alternative Investments Operations Team...
& Compliance team to coordinate contractual risk management process across North Asia operations, including: liaison with the Asia... programme, project, cost, asset and commercial management, controls and performance, procurement and supply chain, net zero...
& Compliance team to coordinate contractual risk management process across North Asia operations, including: liaison with the Asia... programme, project, cost, asset and commercial management, controls and performance, procurement and supply chain, net zero...
, and audit matters to ensure compliance with local statutory requirements Collaborate closely with the Operations Team... bodies on financial and compliance matters Perform ad-hoc assignments as directed by management Ideal Candidates Degree...
Client Relations working experience within the financial services industry, preferably in asset management sector Processes... of good understanding of institutional asset management industry, regulation and needs of institutional clients Solid...
firm's operations. Qualifications Your Experience Proven people management skills: interpersonal and team building... Regional Chief Operating Officer, the Office Services Manager oversees the day to day running of the operations of the Hong...
product, legal, compliance, operations, and investments. Ensure adherence to procedures and compliance requirements... Allianz Global Investors is a leading active asset manager, managing assets for individuals, families, and institutions...
Our client is a world-leading hedge fund and asset management firm with a strong global presence, now expanding... their team in Hong Kong . As part of their ambitious growth across Asia, they are seeking a high-calibre Tax Manager to lead...