in handling legal and general compliance related tasks; Updating internal policies and procedures, liaising and managing...
Key Responsibilities Design, implement, and maintain the internal financial crime compliance framework to ensure... Management, Business Administration, or a related discipline. Minimum of 5 years' experience in financial crime compliance...
We are currently seeking a high calibre professional to join our team as a Senior Manager, Regulatory Compliance Risk... Stewarship Oversight. This exciting opportunity is in a team that supports Asia Regulatory Compliance and the Head...
, regulatory compliance, and strengthening risk controls across investment and operational areas. 負責公司在證券交易及場外衍生產品方面的風險管理框架。 此職..., liquidity, operational, legal, and compliance risks specific to securities trading and OTC derivative product issuance...
A financial institution is seeking an AML Assistant Manager in Hong Kong to manage compliance under AML/CFT frameworks... include implementing compliance controls and providing admin support to senior management. The position offers a competitive...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
in compliance, risk, and client due diligence. The role involves conducting conflict checks, performing AML and CDD checks...
with regulatory compliance. Candidates should possess strong English and Chinese skills and have 3 to 5 years of legal experience...
knowledge of compliance standards such as CE and GS. Responsibilities include verifying compliance documentation, liaising...
A leading tech company in Hong Kong is seeking a Compliance Officer to develop and implement compliance policies...
compliance and meet requirements of service quality and corporate governance. To implement the Society's risk management... measures. To assist in handling the Society’s governance, legal and compliance matters and to support committee work...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly... bodies and compile periodical reports for management, steer for ad hoc compliance project or investigation when...
Excellent opportunity for trade compliance experts to join their international team in Asia. Client... Details Our client is a leading global firm specializing in compliance solutions for the technology and consumer goods sectors...
A leading crypto exchange in Hong Kong seeks a Compliance Officer to support global compliance efforts while ensuring... adherence to local regulations. You will collaborate with various teams to integrate compliance into business operations, manage...
compliance with legal regulations. The role requires strong drafting, negotiation, and communication skills, along with the...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
A well-established financial institution in Hong Kong is seeking an experienced IT Policy and Compliance Manager.... This role involves formulating strategies for managing IT Policy and Compliance, leading audit and compliance engagements...
intermediaries' compliance and business conduct. Candidates must have a relevant university degree and at least 5 years of experience...
to manage the IT Policy and Compliance. About the Job Formulate the overall strategy, goals, and management system for the... IT Policy and Compliance function, including IT Policy Management, Compliance Management, and Issues Management. Lead...