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Keywords: Intermediaries Oversight & Compliance Manager, Location: Hong Kong Island, Hong Kong

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Intermediaries Oversight & Compliance Manager

A financial regulatory authority in Hong Kong seeks a Manager for the Intermediaries Supervision Department to oversee... intermediaries' compliance and business conduct. Candidates must have a relevant university degree and at least 5 years of experience...

Posted Date: 12 Dec 2025

Fixed Income Trader, Global Asset Manager

manager, product specialists and legal & compliance Assume the key contact point from conducting portfolio review, on-going...Fixed Income Trader, Global Asset Manager Rewarding Career with Global Asset Manager Greater China & Asian Fixed...

Posted Date: 10 Dec 2025

Portfolio Risk Manager, Global Investment Manager

stakeholders including institutional sales, fund manager, product specialists and legal & compliance Assume the key contact point... Officer/ Manager in charge accountable for the overall management oversight Oversight the investment team and ensure trade...

Posted Date: 10 Dec 2025

Responsible Officer, Global Private Credits Investment Manager

manager, product specialists and legal & compliance Assume the key contact point from conducting portfolio review, on-going...Responsible Officer, Global Private Credits Investment Manager Responsible Officer and MIC for APAC Hub Global...

Posted Date: 10 Dec 2025

KYC/CDD Senior Associate/Manager, Global Asset Management Group

by collaborating with key stakeholders including institutional sales, fund manager, product specialists and legal & compliance Assume... Asia Hub in HK Being the Responsible Officer/ Manager in charge accountable for the overall management oversight...

Posted Date: 10 Dec 2025

Portfolio Investment Operations Senior Officer/Assistant Manager

with key stakeholders including institutional sales, fund manager, product specialists, and legal & compliance Assume the key... Responsible Officer / Manager in charge accountable for the overall management oversight Oversight the investment team and ensure...

Posted Date: 10 Dec 2025

KYC/CDD Associate/Manager, SFC Regulated Int’l Financial Institutions

and intermediaries’ clients Conduct PEP, sanctions, adverse news and STR review etc. Bridge Between front office and compliance...KYC/CDD Associate/Manager, SFC Regulated Int’l Financial Institutions SFC Regulated Global Asset Manager KYC/CDD/AML...

Posted Date: 10 Dec 2025

Alternatives Operations Manager, Private Credit - HSBC Global Asset Management

and private clients, intermediaries, corporates and institutions through both segregated accounts and pooled funds. HSBC Asset... calibre professional to join our team as an Alternatives Operations Manager, Private Credit. The Alternative Investments...

Company: HSBC
Location: Central, Hong Kong
Posted Date: 09 Dec 2025

Regional Institutional Client Service & Account Management VP / Director

stakeholders including institutional sales, fund manager, product specialists and legal & compliance Assume the key contact point... in HK Being the Responsible Officer/ Manager in charge accountable for the overall management oversight Oversight the...

Posted Date: 10 Dec 2025

Native Korean Investment Research, Family Office

in financial modeling and Microsoft Excel APAC Institutional Client Service & Account Mgmt Global Asset Manager & Private Credit... to end pre/post sales process by collaborating with key stakeholders including institutional sales, fund manager, product...

Posted Date: 10 Dec 2025

Client Portfolio & Relationship Mgmt AD, Global Asset Management

following accountabilities: Assume key clients contact with high profile institutional & intermediaries clients Cultivate... and Legal & Compliance audit etc. Maintenance of CRM system and client contact information Active participation in regional...

Posted Date: 10 Dec 2025

Regional Investment Reporting Specialist, Global Asset Management Group

with key stakeholders including institutional sales, fund manager, product specialists and legal & compliance Assume the key... in HK Being the Responsible Officer/ Manager in charge accountable for the overall management oversight Oversight the...

Posted Date: 10 Dec 2025

Fund Administrator (Senior Officer)

Client Service & Account Mgmt Global Asset Manager & Private Credit Investment Hybrid Work Mode & Dynamic Investment Expo..., managing end to end pre/post sales process by collaborating with key stakeholders including institutional sales, fund manager...

Posted Date: 10 Dec 2025

China Intermediary Fund Sales Senior Associate

institutional sales, fund manager, product specialists and legal & compliance Act as the key contact for portfolio review, ongoing... and Rewarding Benefits Our Client Representing the most established European Investment Manager offering broad range of multi...

Posted Date: 10 Dec 2025

Asian Credit Research Analyst (VP Level +)

sales process by collaborating with key stakeholders including institutional sales, fund manager, product specialists... and legal & compliance Assume the key contact point from conducting portfolio review, on‑going investment communication...

Posted Date: 10 Dec 2025

Trading Assistant (Analyst/Senior Associate)

by collaborating with key stakeholders including institutional sales, fund manager, product specialists and legal & compliance Assume... Hub in HK Being the Responsible Officer/ Manager in charge accountable for the overall management oversight Oversight...

Posted Date: 10 Dec 2025

Multi-Asset Investment Advisor (VP / ED)

by collaborating with key stakeholders including institutional sales, fund manager, product specialists and legal & compliance Assume... Hub in HK Being the Responsible Officer/ Manager in charge accountable for the overall management oversight Oversight...

Posted Date: 10 Dec 2025