regulatory compliance in a dynamic, hybrid work environment. Various responsibilities include collaborating with front office... and compliance teams to ensure adherence to HKMA/SFC requirements. Candidates should possess a degree in accounting...
functions, including training, recruitment, and compliance with local laws. Ideally, candidates should have over 8 years...
A corporate bank in Hong Kong is seeking an experienced Anti-Money Laundering Manager to join their compliance team... compliance with Know Your Customer (KYC), anti-money laundering (AML), and counter-terrorism financing (CTF) requirements...
. This role involves conducting daily batch name screenings, collaborating with stakeholders, and ensuring compliance with AML...
into compliance with accounting standards. The role requires a degree in Accounting or Finance, professional certification (CPA...
compliance. Responsibilities include leading the QC team, establishing testing standards, and conducting statistical analysis... to drive improvements. This position offers an opportunity to influence product quality and compliance in a dynamic work...
Compliance Manager – Pension/Asset Management Provide compliance advisory support to businesses in trust, pension... and fund management services Keep abreast of regulatory requirements and enhance staff awareness to ensure proper compliance...
and reviewing commercial agreements, ensuring compliance with laws, and providing legal support across departments. The ideal...
IT governance and operations team, managing data processes, and ensuring regulatory compliance. The ideal candidate... should have a Bachelor's degree and at least 2 years of relevant experience in IT management or compliance. Proficiency in English...
A leading blockchain ecosystem is seeking an experienced Product Manager to design and develop Compliance tools... and services. This role requires 5–8 years of experience, strong skills in process compliance, and the ability to lead complex...
Compliance Manager (Bank Trustee) Provide compliance advices to different business units to ensure compliance... with relevant regulatory requirements Carry out compliance review and checking Perform and monitor AML, CTF, FATCA and CRS matters...
Tax - Global Compliance and Reporting - Staff/ Senior - Hong Kong Location: Hong Kong Other locations: Primary..., you will advise clients on planning, compliance and reporting wherever the client has needs. Our unwavering commitment to quality...
Responsibilities Review and update the Firm's Compliance Manual and other internal policies and procedures to ensure... application, prepare relevant announcements, regular SFC reporting, KFS and prospectuses updates Conduct pre-trade compliance...
Top Ranking Pure Play Swiss Based Private Bank North Asia KYC/SOW and Compliance Function Our Client Appointed... North Asia Compliance Department. Job Duties Perform client due diligence review on account opening documents and source...
A leading financial services organization in Hong Kong is seeking a compliance officer to conduct KYC due diligence...
About Our Client Our client is a well-established regional securities firm, is seeking a motivated Compliance & Anti... compliance, risk management, and business integrity in a dynamic financial environment. Job Description Ensure strict...
and shareholder meetings, ensure compliance with corporate governance, and draft legal documents. The ideal candidate should hold...
, procedures and controls are in compliance with statutory, regulatory and internal requirements Advise senior management... and regulations pertinent to bank Candidates with less experience will be considered as “Senior Compliance Manager”. Interested...
to collaboratively design and develop a platform that provides world class Compliance tools and services that is compliant and able... with Engineers / Designers as well as internal stakeholders like Compliance and Customer Service to ensure the products offer the...
A leading Private Equity Investment Company in Hong Kong seeks a Secretary for the Legal & Compliance Department. The...