Job Description - Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat [protected-phone...-number]G) Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat - ( [protected-phone-number]G...
into compliance with accounting standards. The role requires a degree in Accounting or Finance, professional certification (CPA...
with us. Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to detect... and contribute to the continuous improvement in the process of transaction monitoring, AML investigation and post-STR reporting...
A prestigious financial institution in Hong Kong is seeking a Senior Associate for the Specialist Investigations team...
Job Description Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests... For Information (“RFI”) process and deliver concise investigation outcomes with appropriate recommended actions. Assist Team Leads...
Regional Transaction Monitoring Specialist (Officer to Assistant Manager level) Expansion Transaction Monitoring... comprehensive lending, syndicated loan and structured finance services to search for Transaction Monitoring Specialist to cater...
. Currently, they are looking to hire Fraud Specialist to join their expanding team! Job Description Investigate fraud cases... and prepare reports with findings and control improvement suggestions, ensuring compliance with internal and regulatory standards...
Business Risk Specialist, Global Private Banking Group Business Risk & Regulatory Compliance Review Regional 1 st... for seasoned and experienced Business Risk specialist. Job Duties Report to the Head of Business Risk Accountable...
departmental transformation by working in partnership with Global and regional teams, Business and AML/CFT/KYC Compliance... mandate specialist to attend clients’ pitch and advise them on strategic investment & asset allocation by working closely...
Discretionary Portfolio Management & Product Specialist, Global Private Bank Diversified Financial Markets & Portfolio... International Private Bank Expansion Transaction Monitoring/STR Headcounts Regional FCC/AML Compliance Dept Job Duties...
Security Analyst / Senior Security Specialist, your main responsibilities will include: Developing and implementing company... planning and the investigation of security breaches. Training staff in information security awareness and procedures...
security principle and compliance with relevant information security and data privacy legislation, regulations Manage risk..., and investigation in collaboration with the Security Operations Centers Provide expert advice on information security aspects of new...
and marketing of mandates & discretionary portfolios Assume the mandate specialist to attend clients’ pitch and advise them... Regional FCC/AML Compliance Dept Job Duties As part of the Regional FCC function, the successful job holder...
investigation alerts that called for extensive liaison with the front office, compliance and respective stakeholders Provide KYC... approvals for various accounts under the Hong Kong booking centre Working with legal and compliance on documentation...
transformation by working in partnership with Global and regional teams, Business and AML/CFT/KYC Compliance stakeholders... growth, penetration and marketing of mandates & discretionary portfolios Assume the mandate specialist to attend clients...
of mandates & discretionary portfolios Assume the mandate specialist to attend clients’ pitch and advise them on strategic... Transaction Monitoring/STR Headcounts Regional FCC/AML Compliance Dept Job Duties As part of the Regional FCC function, the...
on-boarding & periodic review by ensuring the fulfilment of compliance/regulatory/Fatca Tax related requirements Drive... with Compliance/Risk Departments across the region & headquarters Responsible for account documentation check and clients’ data...
growth, penetration and marketing of mandates & discretionary portfolios Assume the mandate specialist to attend clients... International Private Bank Expansion Transaction Monitoring/STR Headcounts Regional FCC/AML Compliance Dept Job Duties...
Monitoring/STR Headcounts Regional FCC/AML Compliance Dept Assisting Relationship Banker(s) to provide high-quality services... the mandate specialist to attend clients’ pitch and advise them on strategic investment & asset allocation by working...
on companies as well as thematic notes on countries under coverage Work in close partnership with bankers, investment specialist... management committee meetings and agenda Profound Institutional Clients and Family Office Exposure Mandate Specialist...