, including conducting and documenting Customer Due Diligence. Compliance monitoring activity, covering applicable UK..., and maintenance of relevant compliance registers and documentation. Reviewing financial promotions and publications, including...
THE COMPANY: Our client is a regulated brokerage business, seeking a Compliance Officer to join the team. THE... RESPONSIBILITIES: Support the implementation and ongoing monitoring of the firm's regulatory compliance framework Provide day-to-day...
solutions to institutional and wholesale investors. THE RESPONSIBILITIES: Manage compliance issues within the UK Branch..., including compliance monitoring, risk to regulated entities, training requirements and monitoring new regulatory developments...
of Compliance, supporting the Chief Compliance Officer (SMF16) in the day-to-day delivery of the Compliance Plan. THE... RESPONSIBILITIES: Support the Chief Compliance Officer in overseeing delivery of the annual Compliance Plan, ensuring activities...
About the Role We are working with a top 100 UK law firm to hire a Compliance Administrator in London. In this role..., you will act as the central organisational linchpin for the risk and compliance function, taking ownership of vital monitoring...
About the Role We’re working with a well-established regional law firm to hire a Junior Risk and Compliance Officer... for their South London office. In this role, you’ll provide vital administrative and professional support to the Risk and Compliance...
and Compliance Analyst to join their growing Risk & Compliance team. In this role, you’ll support the Risk and Compliance Manager...-on experience across AML, conflicts, sanctions, client due diligence and wider compliance activity, making this an excellent...
Compliance Advisory Manager - Consumer Lines Insurance Location: London / Hybrid We are supporting a leading... insurance business in the appointment of a Compliance Advisory to support a growing Consumer Lines insurance portfolio...
Our client, a Global Bank, are looking for a VP Swap Dealer Compliance Advisory to join their Compliance team based... development of the Compliance framework for US and other entity regulations across all relevant business lines operating in EMEA...
is to ensure Inmarsat's continued compliance and delivery of consistently high-quality satellite communication services... for ensuring the continued compliance of Inmarsat Global Maritime Distress and Safety Systems (GMDSS). Proactive defence...
of global banking. If that sounds like you, let's build what's next. About the team The Legal, Risk & Compliance (LRC) team...'s operations, fostering a culture of compliance and ethical conduct, and ensuring we navigate the global financial landscape...
. We are seeking an Assistant Director for Strategic Asset Management & Compliance to join our talented team within the Housing Service.... In this pivotal role, you will be responsible for ensuring statutory and regulatory compliance across a range of essential areas...
and detail-driven Governance & Compliance Officer to join its central administrative team. This organisation oversees... management and regulatory compliance. The Role As Governance & Compliance Officer, you will work closely with the Executive...
We are seeking a dedicated and detail-oriented QHSE Compliance Manager to join our dynamic team. In this pivotal role..., you will be responsible for ensuring compliance with quality, health, safety, and environmental (QHSE) standards across all operations...
across a multi-department faculty, ensuring compliance, driving assurance, and promoting a robust culture of workplace safety. Key..., monitoring compliance, and fostering a culture of accountability. Compliance & Risk Control: Maintain comprehensive safety...
compliance and delivery of consistently high-quality satellite communication services for maritime safety of life at sea... specific areas. The tasks and objectives include, but are not limited to: Responsible for ensuring the continued compliance...
The Department The UKVI Compliance department plays a crucial role within UWL to ensure the UKVI student sponsor... to UK immigration laws. With the expansion of the UKVI Compliance department, we have realigned vital roles and created...
Compliance Analyst is a member of the Visa Payments Compliance due diligence team, responsible for conducting Anti-Money... compliance-risk control framework encompasses financial crime and regulatory compliance, with a focus on AML, Counter Terrorist...
We are seeking a dedicated and experienced Compliance Team Leader to join our dynamic organization. In this pivotal... role, you will lead a team of compliance professionals to ensure our operations align with regulatory requirements...
Compliance Professional with strong analytical skills? Do you thrive in a flat hierarchy, team-oriented environment that values..., your position, will be part of the corporate compliance function. Within this role your responsibilities will include overseeing...