or Southfield, MI (U.S.A.); Hybrid (3 days in the office) About the role The Legal and Compliance Senior Professional will play... an important role in maintaining the firm's compliance framework by supporting a range of workstreams associated with regulatory...
THE COMPANY: Our client is an International banking group, seeking a Compliance Analyst to join the team. The role... will involve working alongside the Compliance Manager/Deputy MLRO in supporting the Bank's compliance function, ensuring the Bank...
, including conducting and documenting Customer Due Diligence. Compliance monitoring activity, covering applicable UK..., and maintenance of relevant compliance registers and documentation. Reviewing financial promotions and publications, including...
THE COMPANY: Our client is a regulated brokerage business, seeking a Compliance Officer to join the team. THE... RESPONSIBILITIES: Support the implementation and ongoing monitoring of the firm's regulatory compliance framework Provide day-to-day...
solutions to institutional and wholesale investors. THE RESPONSIBILITIES: Manage compliance issues within the UK Branch..., including compliance monitoring, risk to regulated entities, training requirements and monitoring new regulatory developments...
A growing specialty insurance business is seeking an experienced Head of Compliance to lead compliance activity... continues to expand internationally. You will act as the primary contact for regulatory matters, ensuring ongoing compliance...
A specialist insurance organisation operating within the London market is seeking a Senior Compliance Analyst... to join its Compliance team. This role will support the delivery of the annual compliance plan, providing advisory, monitoring...
role, you will lead a team of compliance professionals to ensure our operations align with regulatory requirements...We are seeking a dedicated and experienced Compliance Team Leader to join our dynamic organization. In this pivotal...
compliance professionals interested in joining us in 2026. We’re building a pipeline for both Compliance Analysts...Responsibilities: Future Opportunities in Compliance (2026 Talent Pipeline) Building our 2026 talent community...
need arises. From our offices in London we work with trusted professionals around the world to deliver a seamless... ensuring compliance with the SRA’s Code of Conduct and terms and conditions for authorisation, as well as ensuring that the...
in line with relevant regulatory obligations. Lead, develop and inspire a team of compliance professionals to oversee...-national fintech Grow to lead and develop a team of compliance professionals Be creative - design and enhance our policy...
a team of compliance professionals who advise the business on regulatory requirements related to our UK EMI and investment.... For everyone, everywhere. More about and . Job Description Your mission: You will play a critical role in strengthening our compliance frameworks in the UK which is one of Wise's largest...
a team of compliance professionals who advise the business on regulatory requirements related to our UK EMI and investment.... For everyone, everywhere. More about and . Job Description Your mission: You will play a critical role in strengthening our compliance frameworks in the UK which is one of Wise’s largest...
in line with relevant regulatory obligations. Lead, develop and inspire a team of compliance professionals to oversee...-national fintech Grow to lead and develop a team of compliance professionals Be creative - design and enhance our policy...
and oversee a team of six compliance professionals. The Head of Compliance supports the Chief Compliance Officer (SMF16) in the...We are looking for a highly capable and experienced compliance leader to play a pivotal role in shaping our Compliance...
As a Corporate Intelligence Manager in our Investigations & Compliance team, you will be responsible for conducting... financial sector, including the ability to read and analyse financial data Experience working with legal and compliance teams...
Job Category: CCOR Foundation Job Description: The Control Room, part of the Compliance, Conduct and Operational... applicability of those restrictions. As a Control Room Officer - Associate/ Senior Associate within Risk Management and Compliance...
growth across the UK. Our award-winning team of around 450 professionals has earned the IPE UK Pension Fund of the Year.... We are seeking an Investment Compliance Manager to play a pivotal role in supporting the Director of Compliance and ensuring...
support long-term economic growth across the UK. Our award-winning team of around 450 professionals has earned the IPE UK... security nationwide. We are seeking an Investment Compliance Manager to play a pivotal role in supporting the Director...
Head of Compliance & Financial Crime Location: London (5 days per week in-office..., and innovative financial structures. Backed by senior industry professionals and experiencing strong growth, the business is building...