A leading recruitment agency in Hong Kong seeks a compliance advisor to manage client relationships with top-tier asset... compliance advisory services. A Bachelor's Degree is required. Ideal candidates will have strong time management skills and the...
cycle of licensing application with the SFC Assist companies with completing and submitting relevant notifications... mock SFC inspection reports, and reviewing draft reports prepared by the project team Advising on compliance policy...
compliance in Associate or Senior Associate roles. Wide breadth of services of NFR includes, but not limited to: Undertaking... of current and emerging HKMA, SFC, IA, MPFA and global regulatory expectations regarding key banking compliance issues...
compliance in Associate or Senior Associate roles. Wide breadth of services of NFR includes, but not limited to: Undertaking... of current and emerging HKMA, SFC, IA, MPFA and global regulatory expectations regarding key banking compliance issues...
such as client onboarding, investor protection, licensing including cross-border compliance, suitability, sales practices, new... of current and emerging HKMA, SFC, and global regulatory expectations regarding key private banking compliance issues...